Carillion PLC Holding(s) in Company (4469F)

TIDMCLLN

RNS Number : 4469F

Carillion PLC

17 May 2017

 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
-------------------------------------------------- 
 
 
 
 1. Identity of the issuer or                                         Carillion Plc 
  the underlying issuer 
  of existing shares to which 
  voting rights are 
  attached: (ii) 
----------------------------------------------------------  --------------------------------- 
 2 Reason for the notification (please tick the appropriate 
  box or boxes): 
--------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                x 
----------------------------------------------------------  --------------------------------- 
 An acquisition or disposal of qualifying financial 
  instruments which may result in the acquisition 
  of shares already issued to which voting rights 
  are attached 
----------------------------------------------------------  --------------------------------- 
 An acquisition or disposal of instruments with 
  similar economic effect to qualifying financial 
  instruments 
----------------------------------------------------------  --------------------------------- 
 An event changing the breakdown of voting rights 
----------------------------------------------------------  --------------------------------- 
 3. Full name of person(s)                                   Citigroup Global Markets Limited 
  subject to the 
  notification obligation: 
  (iii) 
----------------------------------------------------------  --------------------------------- 
 4. Full name of shareholder(s)                                            N/A 
  (if different from 3.):(iv) 
----------------------------------------------------------  --------------------------------- 
 5. Date of the transaction                                            15-May-2017 
  and date on 
  which the threshold is 
  crossed or 
  reached: (v) 
----------------------------------------------------------  --------------------------------- 
 6. Date on which issuer                                               17-May-2017 
  notified: 
----------------------------------------------------------  --------------------------------- 
 7. Threshold(s) that is/are 
  crossed or 
  reached: (vi, vii)                                                        5% 
----------------------------------------------------------  --------------------------------- 
 
 
 
 8. Notified details: 
--------------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
--------------------------------------------------------------------------------------------------------------------------- 
 Class/type      Situation previous               Resulting situation after the 
  of              to the triggering                triggering transaction 
  shares          transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
--------------  -------------------------------  -------------------------------------------------------------------------- 
                 Number           Number          Number             Number of                    % of voting 
                  of               of             of shares           voting                       rights (x) 
                  Shares           Voting                             rights 
                                   Rights 
--------------  ---------------  --------------  -----------------  ---------------------------  -------------------------- 
                                                  Direct             Direct          Indirect     Direct        Indirect 
                                                                      (xi)            (xii) 
--------------      -----------    ------------  -----------------  --------------  -----------  ------------  ------------ 
 
 
  GB0007365546     23,054,859      23,054,859        2,945,253         2,945,253         0          0.6845% 
                ---------------  --------------  -----------------  --------------  -----------  ------------  ------------ 
 
 
 B: Qualifying Financial Instruments 
--------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
--------------------------------------------------------------------------------------------------------------------------- 
 Type of financial   Expiration     Exercise/                            Number of voting             % of voting 
  instrument          date           Conversion                           rights that                  rights 
                      (xiii)         Period (xiv)                         may be 
                                                                          acquired if 
                                                                          the 
                                                                          instrument 
                                                                          is 
                                                                          exercised/ 
                                                                          converted. 
------------------  -------------  -----------------------------------  ---------------------------  ---------------------- 
 Right to recall 
  lent securities                                                                  50,000                    0.0116% 
------------------  -------------  -----------------------------------  ---------------------------  ---------------------- 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments (xv, xvi) 
--------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
--------------------------------------------------------------------------------------------------------------------------- 
 Type of           Exercise       Expiration      Exercise/            Number of voting             % of voting 
 financial          price         date             Conversion           rights instrument            rights (xix, 
 instrument                       (xvii)           period               refers to                    xx) 
                                                   (xviii) 
----------------  -------------  --------------  -------------------  ---------------------------  ------------------------ 
                                                                                                    Nominal       Delta 
----------------  -------------  --------------  -------------------  ---------------------------  ------------  ---------- 
                                                       11/03/2017 
                                                       08/28/2017 
                                                       08/28/2017 
                                                       11/07/2017 
                                                       01/09/2018 
                                                       01/18/2018 
                                                       05/29/2018 
                                                       11/03/2017 
 
                                                        11/03/2017 
                                                       11/03/2017 
                                                       05/29/2018 
                                                       10/11/2018 
                                                       10/11/2018 
                                                       09/06/2017 
   Equity Swap          -                              09/19/2017              17,302,066                         4.0214% 
----------------  -------------  --------------  -------------------  ---------------------------  ------------  ---------- 
 
 Total (A+B+C) 
--------------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                            Percentage of voting rights 
-------------------------------------------------  ------------------------------------------------------------------------ 
                    20,297,319                                                      4.7175% 
-------------------------------------------------  ------------------------------------------------------------------------ 
 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
  (xxi) 
-------------------------------------------------------------------------------------------- 
 
 
 Proxy Voting: 
-------------------------------------------------------------------------------------------- 
 10. Name of the proxy holder: 
--------------------------------------------------------------  ---------------------------- 
 11. Number of voting rights proxy 
  holder will cease 
  to hold: 
--------------------------------------------------------------  ---------------------------- 
 12. Date on which proxy holder will 
  cease to hold 
  voting rights: 
--------------------------------------------------------------  ---------------------------- 
 
 
  13. Additional information: 
------------------------------------------------------------  ------------------------------ 
 14. Contact name:                                                         Connor McLaughlin 
------------------------------------------------------------  ------------------------------ 
 15. Contact telephone number:                                               [phone] 
                                                                  [e-mail] 
------------------------------------------------------------  ------------------------------ 
 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

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May 17, 2017 09:15 ET (13:15 GMT)