Carillion PLC Holding(s) in Company (4644Z)

TIDMCLLN

RNS Number : 4644Z

Carillion PLC

14 March 2017

 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
-------------------------------------------------- 
 
 
 
 1. Identity of the issuer or                                   Carillion Plc 
  the underlying issuer                                          GB0007365546 
  of existing shares to which 
  voting rights are 
  attached: (ii) 
-------------------------------------------------------------  -------------------------- 
 2 Reason for the notification (please tick the appropriate 
  box or boxes): 
----------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                n/a 
----------------------------------------------------------------  ----------------------- 
 An acquisition or disposal of qualifying financial                         n/a 
  instruments which may result in the acquisition 
  of shares already issued to which voting rights 
  are attached 
----------------------------------------------------------------  ----------------------- 
 An acquisition or disposal of instruments with                             Yes 
  similar economic effect to qualifying financial 
  instruments 
----------------------------------------------------------------  ----------------------- 
 An event changing the breakdown of voting rights                           n/a 
----------------------------------------------------------------  ----------------------- 
 Other (please                                                              n/a 
  specify): 
-------------------------------------------------------  -------  ----------------------- 
 3. Full name of person(s)                                  UBS Investment Bank 
  subject to the                                             UBS Group AG 
  notification obligation: 
  (iii) 
---------------------------------------------------------  ------------------------------ 
 4. Full name of shareholder(s) 
  (if different from 3.):(iv)                                 UBS AG London Branch 
---------------------------------------------------------  ------------------------------ 
 5. Date of the transaction                                 10 March 2017 
  and date on 
  which the threshold is 
  crossed or 
  reached: (v) 
---------------------------------------------------------  ------------------------------ 
 6. Date on which issuer                                    14 March 2017 
  notified: 
---------------------------------------------------------  ------------------------------ 
 7. Threshold(s) that is/are                                5% Section (B+C) 
  crossed or 
  reached: (vi, vii) 
---------------------------------------------------------  ------------------------------ 
 
 
 
 8. Notified details: 
---------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
---------------------------------------------------------------------------------------------------------------------- 
 Class/type      Situation previous                     Resulting situation after the triggering 
  of              to the triggering                      transaction 
  shares          transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
--------------  -------------------------------------  --------------------------------------------------------------- 
                 Number             Number              Number         Number of voting         % of voting 
                 of                 of                   of shares      rights                   rights (x) 
                 Shares             Voting 
                                    Rights 
--------------  -----------------  ------------------  -------------  -----------------------  ----------------------- 
                                                                       Direct     Indirect      Direct      Indirect 
                                                                       (xi)        (xii) 
--------------      -------------      --------------  -------------  ---------  ------------  ----------  ----------- 
 
  GB0007365546   80,447             80,447              -              -          1,146,104     -           0.27% 
                -----------------  ------------------  -------------  ---------  ------------  ----------  ----------- 
 
 
 B: Qualifying Financial Instruments 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of financial   Expiration         Exercise/                        Number of voting         % of voting 
  instrument          date               Conversion                       rights that              rights 
                      (xiii)             Period (xiv)                     may be 
                                                                          acquired if 
                                                                          the 
                                                                          instrument 
                                                                          is 
                                                                          exercised/ 
                                                                          converted. 
------------------  -----------------  -------------------------------  -----------------------  --------------------- 
 Right to recall 
  lent shares        -                  Anytime                          264,271                  0.06% 
------------------  -----------------  -------------------------------  -----------------------  --------------------- 
 XS1140296614        19.12.2019         4 years                          216,509                  0.05% 
------------------  -----------------  -------------------------------  -----------------------  --------------------- 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments (xv, xvi) 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of           Exercise           Expiration        Exercise/      Number of voting         % of voting 
  financial         price              date              Conversion     rights instrument        rights (xix, 
  instrument                           (xvii)            period         refers to                xx) 
                                                         (xviii) 
----------------  -----------------  ----------------  -------------  -----------------------  ----------------------- 
 Equity Swaps      -                       from         -              20,368,245               Nominal     Delta 
                                         02.05.2017 
                                       to 16.01.2020 
----------------  -----------------  ----------------  -------------  -----------------------  ----------  ----------- 
                                                                                                -           4.73% 
--------------      -------------      --------------  -------------    -------  ------------  ----------  ----------- 
 
 Total (A+B+C) 
---------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                                               Percentage of voting rights 
--------------------------------------------------------------------  ------------------------------------------------ 
 21,995,129                                                            5.11% 
--------------------------------------------------------------------  ------------------------------------------------ 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
  (xxi) 
---------------------------------------------------------------------------------------------------------------------- 
 
        UBS Group AG is a group holding company for UBS Investment 
        Bank business. Voting rights are held through its controlled 
        undertakings as set out below. 
 
        UBS AG: 
        - directly through its branches: UBS AG London Branch 
        - 21,995,129 (5.11%) 
 
 Proxy Voting: 
---------------------------------------------------------------------------------------------------------------------- 
 10. Name of the proxy holder: 
-------------------------------------------------------------------------------  ------------------------------------- 
 11. Number of voting rights proxy 
  holder will cease 
  to hold: 
-------------------------------------------------------------------------------  ------------------------------------- 
 12. Date on which proxy holder will 
  cease to hold 
  voting rights: 
-------------------------------------------------------------------------------  ------------------------------------- 
 
 
  13. Additional information: 
--------------------------------------------------------------------  ------------------------------------------------ 
 14. Contact name:                                                     Jamie Bonney / David Iglesias 
--------------------------------------------------------------------  ------------------------------------------------ 
 15. Contact telephone number:                                         [phone] 
--------------------------------------------------------------------  ------------------------------------------------ 
 
 

The company news service from the London Stock Exchange

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March 14, 2017 12:06 ET (16:06 GMT)