Cape plc TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES (3070I)

TIDMCIU

RNS Number : 3070I

Cape plc

26 August 2016

 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES 
-------------------------------------------------------------------------------------------- 
 
 1. Identity of the issuer or                                            Cape plc 
  the underlying issuer 
  of existing shares to which 
  voting rights are 
  attached: 
-----------------------------------------------------------  ------------------------------- 
 2 Reason for the notification (please tick the appropriate 
  box or boxes): 
-------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                  X 
---------------------------------------------------------------  --------------------------- 
 An acquisition or disposal of qualifying financial 
  instruments which may result in the acquisition 
  of shares already issued to which voting rights 
  are attached 
---------------------------------------------------------------  --------------------------- 
 An acquisition or disposal of instruments with 
  similar economic effect to qualifying financial 
  instruments 
---------------------------------------------------------------  --------------------------- 
 An event changing the breakdown of voting rights 
---------------------------------------------------------------  --------------------------- 
 Other (please specify): 
-------------------------------------------------------------    --------------------------- 
 3. Full name of person(s)                                      M&G Investment Funds (3) 
  subject to the 
  notification obligation: 
---------------------------------------------------------  --------------------------------- 
 4. Full name of shareholder(s)                                STATE STREET NOMS LTD A/C 
  (if different from 3.):                                                 GMIQ 
                                                                STATE STREET NOMS LTD A/C 
                                                                          GMIR 
---------------------------------------------------------  --------------------------------- 
 5. Date of the transaction                                          25 August 2016 
  and date on 
  which the threshold is 
  crossed or 
  reached: 
---------------------------------------------------------  --------------------------------- 
 6. Date on which issuer                                             26 August 2016 
  notified: 
---------------------------------------------------------  --------------------------------- 
 7. Threshold(s) that is/are                                           11% - 10% 
  crossed or                                                           See item 13 
  reached: 
---------------------------------------------------------  --------------------------------- 
 
 
 
 8. Notified details: 
---------------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares 
---------------------------------------------------------------------------------------------------------------------------- 
 Class/type      Situation previous                            Resulting situation after the 
  of              to the triggering                             triggering transaction 
  shares          transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
--------------  --------------------------------------------  -------------------------------------------------------------- 
                 Number                      Number            Number         Number of               % of voting 
                  of                          of               of shares       voting                  rights 
                  Shares                      Voting                           rights 
                                              Rights 
--------------  --------------------------  ----------------  -------------  ----------------------  ----------------------- 
                                                               Direct         Direct     Indirect     Direct      Indirect 
--------------      ---------  -----------      ------------  -------------  ---------  -----------  ----------  ----------- 
 
  ORD GBP0.25 
  JE00B5SJJD95          13,651,990             13,651,990       12,360,757       0       12,360,757       0         10.20% 
--------------  --------------------------  ----------------  -------------  ---------  -----------  ----------  ----------- 
 
 B: Qualifying Financial Instruments 
---------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------------- 
 Type of financial   Expiration                Exercise/                        Number of voting        % of voting 
  instrument          date                      Conversion                       rights that             rights 
                                                Period                           may be 
                                                                                 acquired if 
                                                                                 the 
                                                                                 instrument 
                                                                                 is 
                                                                                 exercised/ 
                                                                                 converted. 
------------------  ------------------------  -------------------------------  ----------------------  --------------------- 
 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments 
---------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------------- 
 Type of           Exercise     Expiration       Exercise/       Number of voting                     % of voting 
 financial         price         date             Conversion      rights instrument                    rights 
 instrument                                       period          refers to 
----------------  -----------  ---------------  --------------  -----------------------------------  ----------------------- 
                                                                                                      Nominal       Delta 
----------------  -----------  ---------------  --------------  -----------------------------------  ------------  --------- 
 
 
 Total (A+B+C) 
---------------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                                         Percentage of voting rights 
--------------------------------------------------------------  ------------------------------------------------------------ 
 12,360,757                                                      10.20% 
--------------------------------------------------------------  ------------------------------------------------------------ 
 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
------------------------------------------------------------------------------------------------ 
 
 
 Proxy Voting: 
------------------------------------------------------------------------------------------------ 
 10. Name of the proxy holder:                                             N/A 
-------------------------------------------------------  --------------------------------------- 
 11. Number of voting rights proxy                                         N/A 
  holder will cease 
  to hold: 
-------------------------------------------------------  --------------------------------------- 
 12. Date on which proxy holder will                                       N/A 
  cease to hold 
  voting rights: 
-------------------------------------------------------  --------------------------------------- 
 
 
  13. Additional information:                               With reference to item 3, 
                                                            M&G Investments Funds (3) 
                                                            is an Open Ended Investment 
                                                            Company (OEIC) and is not 
                                                            a Prudential group company 
                                                            and must be separately disclosed. 
                                                            This OEIC Fund is managed 
                                                            by M&G Investment Management 
                                                            Limited (a wholly owned subsidiary 
                                                            of Prudential plc) and will 
                                                            have been previously attributed 
                                                            to Prudential plc solely 
                                                            on the basis that M&G Investment 
                                                            Management Ltd has direct 
                                                            fund management control over 
                                                            the shares identified in 
                                                            this notification. 
 

                                                            Therefore the 10.20% holding 
                                                            being disclosed in this notification 
                                                            is encompassed in the 10.25% 
                                                            holding being disclosed under 
                                                            The Prudential plc group 
                                                            of companies and is NOT in 
                                                            addition to it. 
-------------------------------------------------------  --------------------------------------- 
 14. Contact name:                                        John Baker / Owen Smith / 
                                                           James Todd 
                                                           M&G Investment Management 
                                                           Limited 
-------------------------------------------------------  --------------------------------------- 
                                                          020 7548 2561 / 020 7004 
 15. Contact telephone number:                             4517 / 020 7548 2293 
-------------------------------------------------------  --------------------------------------- 
 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

HOLLLFLRTVIRFIR

(END) Dow Jones Newswires

August 26, 2016 12:20 ET (16:20 GMT)