Cape plc Notification of Major Holdings (1041S)

TIDMCIU TIDMSDR

RNS Number : 1041S

Cape plc

28 September 2017

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant 
  issuer and to the FCA in Microsoft Word format if possible) 
------------------------------------------------------------------------------------------------- 
 
 1a. Identity of the issuer                                          Cape plc 
  or the underlying issuer 
  of existing shares to which 
  voting rights are attached: 
-----------------------------------------------  ------------------------------------------------ 
 1b. Please indicate if the issuer is a non-UK issuer 
  (please mark with an "X" if appropriate) 
------------------------------------------------------------------------------------------------- 
 Non-UK issuer                                                                            X 
----------------------------------------------------------------------------------  ------------- 
 2. Reason for the notification (please mark the appropriate 
  box or boxes with an "X") 
------------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                              X 
----------------------------------------------------------------------------------  ------------- 
 An acquisition or disposal of financial instruments 
----------------------------------------------------------------------------------  ------------- 
 An event changing the breakdown of voting rights 
----------------------------------------------------------------------------------  ------------- 
 Other (please specify): Type 1 Disclosure as per                                         X 
  the Transparency Directive II Regulation 
----------------------------------------------------------------------------------  ------------- 
 3. Details of person subject to the notification obligation 
 Name                                                              Schroders plc 
 City and country of registered                                     London, UK 
  office (if applicable) 
 4. Full name of shareholder(s) (if different from 3.) 
------------------------------------------------------------------------------------------------- 
 Name 
-----------------------------------------------  ------------------------------------------------ 
 City and country of registered 
  office (if applicable) 
-----------------------------------------------  ------------------------------------------------ 
 5. Date on which the threshold                                     26.09.2017 
  was crossed or reached: 
-----------------------------------------------  ------------------------------------------------ 
 6. Date on which issuer notified                                   27.09.2017 
  (DD/MM/YYYY): 
-----------------------------------------------  ------------------------------------------------ 
 7. Total positions of person(s) subject to the notification 
  obligation 
------------------------------------------------------------------------------------------------- 
                              % of voting           % of voting        Total of      Total number 
                            rights attached       rights through       both in %      of voting 
                               to shares             financial        (8.A + 8.B)     rights of 
                               (total of            instruments                       issuer 
                                 8. A)               (total of 
                                                    8.B 1 + 8.B 
                                                        2) 
---------------------  ------------------------  ----------------  ---------------  ------------- 
 Resulting 
  situation 
  on the date 
  on which 
  threshold 
  was crossed 
  or reached                   Below 5%                 N/A            Below 5%      122,425,334 
---------------------  ------------------------  ----------------  ---------------  ------------- 
 Position 
  of previous 
  notification 
  (if 
  applicable)                   9.793%                  N/A             9.793% 
---------------------  ------------------------  ----------------  ---------------  ------------- 
 
 
 
 8. Notified details of the resulting situation on the 
  date on which the threshold was crossed or reached 
---------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares 
---------------------------------------------------------------------------------------------------------------------- 
 Class/type          Number of voting rights                   % of voting rights 
  of 
  shares 
  ISIN code 
  (if possible) 
------------------ 
                          Direct              Indirect                        Direct                      Indirect 
                         (Art 9 of            (Art 10 of                     (Art 9 of                    (Art 10 of 
                         Directive            Directive                      Directive                    Directive 
                        2004/109/EC)         2004/109/EC)                   2004/109/EC)                 2004/109/EC) 
                          (DTR5.1)            (DTR5.2.1)                      (DTR5.1)                    (DTR5.2.1) 
----------------    ------------------  --------------------  --------------------------------------  ---------------- 
 JE00B5SJJD95                                 Below 5%                                                    Below 5% 
------------------  ------------------  --------------------  --------------------------------------  ---------------- 
 
 
 SUBTOTAL                           Below 5%                                          Below 5% 
  8. A 
------------------  ----------------------------------------  -------------------------------------------------------- 
 
 B 1: Financial Instruments according to Art. 13(1)(a) 
  of Directive 2004/109/EC (DTR5.3.1.1 (a)) 
---------------------------------------------------------------------------------------------------------------------- 
 Type of financial   Expiration        Exercise/             Number of voting                          % of voting 
  instrument          date              Conversion            rights that                               rights 
                                        Period                may be acquired 
                                                              if the instrument 
                                                              is 
                                                              exercised/converted. 
------------------  ----------------  --------------------  ----------------------------------------  ---------------- 
 
 
 
                                       SUBTOTAL 8. 
                                        B 1 
                                      --------------------  ----------------------------------------  ---------------- 
 
 B 2: Financial Instruments with similar economic effect 
  according to Art. 13(1)(b) of Directive 2004/109/EC 
  (DTR5.3.1.1 (b)) 
---------------------------------------------------------------------------------------------------------------------- 
 Type of           Expiration          Exercise/         Physical                 Number               % of voting 
  financial         date               Conversion        or cash                  of voting             rights 
  instrument                           Period            settlement               rights 
----------------  ------------------  ----------------  -----------------------  -------------------  ---------------- 
 
 
 
                                                         SUBTOTAL 
                                                          8.B.2 
                                                        -----------------------  -------------------  ---------------- 
 
 9. Information in relation to the person subject to 
  the notification obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is 
  not controlled by any natural person or legal entity 
  and does not control any other undertaking(s) holding 
  directly or indirectly an interest in the (underlying) 
  issuer 
 Full chain of controlled undertakings through which                                                           X 
  the voting rights and/or the 
  financial instruments are effectively held starting 
  with the ultimate controlling natural person or 
  legal entity (please add additional rows as necessary) 
------------------------------------------------------------------------------------------------------  -------------- 
                Name                      % of voting           % of voting                   Total of both 
                                           rights if           rights through                  if it equals 
                                           it equals        financial instruments              or is higher 
                                          or is higher          if it equals                than the notifiable 
                                            than the            or is higher                     threshold 
                                           notifiable        than the notifiable 
                                           threshold              threshold 
------------------------------------  ------------------  -----------------------  ----------------------------------- 
 Schroders plc 
------------------------------------  ------------------  -----------------------  ----------------------------------- 
 Schroder Administration 
  Limited 
------------------------------------  ------------------  -----------------------  ----------------------------------- 
 Schroder International 
  Holdings Limited 

------------------------------------  ------------------  -----------------------  ----------------------------------- 
 Schroder Investment 
  Management Limited 
------------------------------------  ------------------  -----------------------  ----------------------------------- 
 
 10. In case of proxy voting, please identify: 
---------------------------------------------------------------------------------------------------------------------- 
 Name of the proxy holder 
--------------------------------------------------------  ------------------------------------------------------------ 
 The number and % of voting 
  rights held 
--------------------------------------------------------  ------------------------------------------------------------ 
 The date until which the 
  voting rights will be held 
--------------------------------------------------------  ------------------------------------------------------------ 
 
 11. Additional information 
---------------------------------------------------------------------------------------------------------------------- 
 
 
 
 
 Place of completion   London 
--------------------  ------------- 
 Date of completion    27.09.2017 
--------------------  ------------- 
 
 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

HOLPGUCABUPMUBR

(END) Dow Jones Newswires

September 28, 2017 05:59 ET (09:59 GMT)