Share Name Share Symbol Market Type Share ISIN Share Description
Barclays LSE:BARC London Ordinary Share GB0031348658 ORD 25P
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  +1.90p +0.92% 208.20p 207.95p 208.10p 208.85p 205.05p 206.80p 26,480,344 16:35:24
Industry Sector Turnover (m) Profit (m) EPS - Basic PE Ratio Market Cap (m)
Banks 21,451.0 3,230.0 10.4 20.0 35,449.20

BARCLAYS PLC Form 8 (DD) - VANTIV

13/07/2017 11:14am

UK Regulatory (RNS & others)


Barclays (LSE:BARC)
Historical Stock Chart

1 Month : From Jun 2017 to Jul 2017

Click Here for more Barclays Charts.
 
TIDMBARC 
 
 

FORM 8 (DD)

 

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

 

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
(a)   Full name of discloser:                  Barclays PLC. 
(b)   Owner or controller of 
      interest and short 
      positions disclosed, if 
      different from 1(a): 
(c)   Name of offeror/offeree                  VANTIV INC 
      in relation to whose 
      relevant securities this form relates: 
(d)   Status of person making the disclosure:  CONNECTED TO THE OFFEREE 
(e)   Date position held/dealing undertaken:   12 July 2017 
(f)   In addition to the company in 1(c)       NO 
      above, is the discloser making 
      disclosures in respect of any 
      other party to the offer? 
 
 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

 
Class of                    USD 0.00001 
relevant                    Class 
security:                   A common 
                            Interests           Short Positions 
                            Number       (%)    Number           (%) 
(1)         Relevant 
            securities 
            owned 
            and/or          1,404        0.00%  900              0.00% 
            controlled: 
(2)         Cash-settled 
            derivatives: 
                            0            0.00%  0                0.00% 
(3)         Stock-settled 
            derivatives 
            (including 
            options) 
            and agreements  10,200       0.01%  8,900            0.01% 
            to 
            purchase/sell: 
            TOTAL:          11,604       0.01%  9,800            0.01% 
 
 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation 
to which subscription right  exists: 
Details, including nature of the rights 
concerned and relevant  percentages: 
 
 

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

 
Class of relevant            Purchase/sale  Number of   Price per unit 
security                                    securities 
USD 0.00001 Class A common   Purchase       100         63.0300 USD 
USD 0.00001 Class A common   Purchase       100         63.0200 USD 
USD 0.00001 Class A common   Purchase       137         63.0732 USD 
USD 0.00001 Class A common   Purchase       200         62.6300 USD 
USD 0.00001 Class A common   Purchase       200         62.8625 USD 
USD 0.00001 Class A common   Purchase       200         62.9400 USD 
USD 0.00001 Class A common   Purchase       300         63.0566 USD 
USD 0.00001 Class A common   Purchase       483         63.0613 USD 
USD 0.00001 Class A common   Purchase       600         63.0512 USD 
USD 0.00001 Class A common   Purchase       700         63.0378 USD 
USD 0.00001 Class A common   Purchase       700         62.9985 USD 
USD 0.00001 Class A common   Purchase       700         63.0239 USD 
USD 0.00001 Class A common   Purchase       800         62.9525 USD 
USD 0.00001 Class A common   Purchase       900         62.9955 USD 
USD 0.00001 Class A common   Purchase       900         62.9683 USD 
USD 0.00001 Class A common   Purchase       1,096       63.0120 USD 
USD 0.00001 Class A common   Purchase       1,544       62.9399 USD 
USD 0.00001 Class A common   Purchase       1,994       62.8924 USD 
USD 0.00001 Class A common   Purchase       2,786       62.9354 USD 
USD 0.00001 Class A common   Purchase       4,500       63.0164 USD 
USD 0.00001 Class A common   Purchase       4,700       63.0139 USD 
USD 0.00001 Class A common   Purchase       5,100       63.0187 USD 
USD 0.00001 Class A common   Purchase       5,183       62.9597 USD 
USD 0.00001 Class A common   Purchase       5,252       62.9281 USD 
USD 0.00001 Class A common   Purchase       7,020       62.9307 USD 
USD 0.00001 Class A common   Purchase       8,300       62.8885 USD 
USD 0.00001 Class A common   Purchase       9,883       62.8805 USD 
USD 0.00001 Class A common   Purchase       10,297      63.0000 USD 
USD 0.00001 Class A common   Purchase       10,765      63.0117 USD 
USD 0.00001 Class A common   Purchase       18,100      62.9439 USD 
USD 0.00001 Class A common   Purchase       18,200      63.0151 USD 
USD 0.00001 Class A common   Purchase       26,700      62.8743 USD 
USD 0.00001 Class A common   Purchase       27,300      62.8513 USD 
USD 0.00001 Class A common   Sale           10          62.8100 USD 
USD 0.00001 Class A common   Sale           93          62.9000 USD 
USD 0.00001 Class A common   Sale           100         62.6500 USD 
USD 0.00001 Class A common   Sale           100         62.8200 USD 
USD 0.00001 Class A common   Sale           166         63.0100 USD 
USD 0.00001 Class A common   Sale           200         62.6300 USD 
USD 0.00001 Class A common   Sale           507         63.0004 USD 
USD 0.00001 Class A common   Sale           600         63.0291 USD 
USD 0.00001 Class A common   Sale           700         62.8842 USD 
USD 0.00001 Class A common   Sale           700         62.9100 USD 
USD 0.00001 Class A common   Sale           800         62.9293 USD 
USD 0.00001 Class A common   Sale           900         63.0377 USD 
USD 0.00001 Class A common   Sale           1,139       62.9060 USD 
USD 0.00001 Class A common   Sale           1,400       62.8953 USD 
USD 0.00001 Class A common   Sale           1,564       63.0105 USD 
USD 0.00001 Class A common   Sale           1,737       63.0485 USD 
USD 0.00001 Class A common   Sale           2,000       62.8490 USD 
USD 0.00001 Class A common   Sale           2,300       62.9052 USD 
USD 0.00001 Class A common   Sale           2,566       62.9171 USD 
USD 0.00001 Class A common   Sale           3,880       62.9042 USD 
USD 0.00001 Class A common   Sale           4,200       62.9790 USD 
USD 0.00001 Class A common   Sale           4,400       62.9961 USD 
USD 0.00001 Class A common   Sale           5,000       62.8792 USD 
USD 0.00001 Class A common   Sale           5,097       62.9640 USD 
USD 0.00001 Class A common   Sale           11,327      63.0000 USD 
USD 0.00001 Class A common   Sale           13,300      62.7797 USD 
USD 0.00001 Class A common   Sale           15,300      62.9355 USD 
USD 0.00001 Class A common   Sale           25,300      62.8447 USD 
USD 0.00001 Class A common   Sale           30,110      62.9198 USD 
USD 0.00001 Class A common   Sale           45,200      63.0186 USD 
 
 

(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

 
Class of   Purchases/ sales  Total number of  Highest price  Lowest price 
relevant                     securities       per unit       per unit 
security                                      paid/received  paid/received 
 
 

(b) Cash-settled derivative transactions

 
Class of relevant   Product      Nature of            Number of reference  Price per unit 
security            description  dealing              securities 
                    e.g. CFD     e.g. 
                                 opening/closing 
                                 a long/short 
                                 position, 
                                 increasing/reducing 
                                 a long/short 
                                 position 
 
 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 
Class of   Product          Writing,      Number         Exercise price  Type            Expiry date  Option money 
relevant   descriptione.g.  purchasing,   of securities  per unit        e.g. American,               paid/ 
security   call             selling,      to                             European etc.                received 
           option           varying etc.  which option                                                per unit 
                                          relates 
 
 

(ii) Exercise

 
Class of relevant   Product      Exercising/  Number         Exercise price 
security            description  exercised    of securities  per unit 
                    e.g. call    against 
                    option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant   Nature of dealing   Details  Price per unit (if 
security            e.g. subscription,           applicable) 
                    conversion 
 
 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, 
or any agreement or  understanding, 
formal or informal, relating to relevant 
securities  which may be an inducement 
to deal or refrain from dealing entered 
into by the party to the offer or 
person acting in concert making  the disclosure and any other person: 
Irrevocable commitments and letters of intent 
should not be  included. If there 
are no such agreements, arrangements or  understandings, state "none" 
None 
 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or understanding, 
formal or  informal, between the party to 
the offer or person acting in concert  making the 
disclosure and any other person relating to: 
(i) the voting rights of any relevant securities under any option;  or 
(ii) the voting rights or future acquisition or disposal of any 
relevant securities to which any derivative is referenced: 
If there are no such agreements, arrangements 
or  understandings, state "none" 
None 
 
 

(c) Attachments

 

Are any Supplemental Forms attached?

 
Supplemental Form 8 (Open Positions)   YES 
Supplemental Form 8 (SBL)              NO 
Date of disclosure:                    13 Jul 2017 
Contact name:                          Jay Supaya 
Telephone number:                      020 7773 0635 
 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

 

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
Identity of the person whose positions/dealings   Barclays PLC. 
are being disclosed: 
Name of offeror/offeree in relation to whose      VANTIV INC 
relevant securities this from relates: 
 
 

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 
Class      Product      Writing,     Number      Exercise  Type      Expiry 
of         description  purchasing,  of          price               date 
relevant                selling,     securities  per unit 
security                varying etc  to which 
                                     option 
                                     relates 
USD        Put          Purchased    -400        55.0000   American  18 Aug 2017 
0.00001    Options 
Class 
A 
common 
USD        Put          Written      9,100       60.0000   American  21 Jul 2017 
0.00001    Options 
Class 
A 
common 
USD        Call         Written      -1,300      60.0000   American  18 Aug 2017 
0.00001    Options 
Class 
A 
common 
USD        Put          Written      600         60.0000   American  17 Nov 2017 
0.00001    Options 
Class 
A 
common 
USD        Call         Written      -600        70.0000   American  18 Aug 2017 
0.00001    Options 
Class 
A 
common 
USD        Call         Written      -3,200      65.0000   American  18 Aug 2017 
0.00001    Options 
Class 
A 
common 
USD        Put          Purchased    -3,300      60.0000   American  18 Aug 2017 
0.00001    Options 
Class 
A 
common 
USD        Call         Purchased    500         60.0000   American  17 Nov 2017 
0.00001    Options 
Class 
A 
common 
USD        Put          Purchased    -100        45.0000   American  16 Feb 2018 
0.00001    Options 
Class 
A 
common 
 
 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 
Full details should be given so that the nature of the 
interest or  position can be fully understood: 
 
 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 
 
 

View source version on businesswire.com: http://www.businesswire.com/news/home/20170713005452/en/

 
This information is provided by Business Wire 
 
 

(END) Dow Jones Newswires

July 13, 2017 06:14 ET (10:14 GMT)

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