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BARC Barclays Plc

183.20
1.68 (0.93%)
28 Mar 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type Share ISIN Share Description
Barclays Plc LSE:BARC London Ordinary Share GB0031348658 ORD 25P
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  1.68 0.93% 183.20 183.48 183.52 185.68 182.82 183.32 54,857,915 16:35:20
Industry Sector Turnover Profit EPS - Basic PE Ratio Market Cap
Commercial Banks, Nec 25.38B 5.26B 0.3470 5.29 27.81B

BARCLAYS PLC Form 8 (DD) - VANTIV INC

18/08/2017 11:25am

UK Regulatory


Barclays (LSE:BARC)
Historical Stock Chart


From Mar 2019 to Mar 2024

Click Here for more Barclays Charts.
 
TIDMBARC 
 
 

FORM 8 (DD)

 

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN

 

CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY

 

INVESTMENT CLIENTS)

 

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
(a)   Full name of discloser:                       Barclays PLC. 
(b)   Owner or controller of interest and short 
      positions disclosed, if different from 1(a): 
(c)   Name of offeror/offeree in relation to whose  VANTIV INC 
      relevant securities this form relates: 
(d)   Status of person making the disclosure:       CONNECTED TO OFFEREE 
(e)   Date position held/dealing undertaken:        17 August 2017 
(f)   In addition to the company in 1(c)            NO 
      above, is the discloser making 
      disclosures in respect of any 
      other party to the offer? 
 
 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

 
Class of                    USD 0.00001 Class 
relevant                    A common 
security: 
                            Interests                 Short Positions 
                            Number             (%)    Number  (%) 
(1)         Relevant 
            securities 
            owned 
            and/or          53,362             0.03%  0       0.00% 
            controlled: 
(2)         Cash-settled 
            derivatives: 
                            0                  0.00%  0       0.00% 
(3)         Stock-settled 
            derivatives 
            (including 
            options) 
            and agreements  2,400              0.00%  79,400  0.05% 
            to 
            purchase/sell: 
(4) 
            TOTAL:          55,762             0.03%  79,400  0.05% 
 
 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation 
to which subscription right  exists: 
Details, including nature of the rights 
concerned and relevant  percentages: 
 
 

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

 
Class of relevant            Purchase/sale  Number of   Price per unit 
security                                    securities 
USD 0.00001 Class A common   Purchase       100         71.8900 USD 
USD 0.00001 Class A common   Purchase       100         71.6500 USD 
USD 0.00001 Class A common   Purchase       100         71.6000 USD 
USD 0.00001 Class A common   Purchase       200         71.6750 USD 
USD 0.00001 Class A common   Purchase       200         71.9500 USD 
USD 0.00001 Class A common   Purchase       269         71.6883 USD 
USD 0.00001 Class A common   Purchase       300         71.6266 USD 
USD 0.00001 Class A common   Purchase       300         71.6916 USD 
USD 0.00001 Class A common   Purchase       800         71.7062 USD 
USD 0.00001 Class A common   Purchase       837         71.5700 USD 
USD 0.00001 Class A common   Purchase       947         71.5484 USD 
USD 0.00001 Class A common   Purchase       1,000       71.6640 USD 
USD 0.00001 Class A common   Purchase       1,050       71.7609 USD 
USD 0.00001 Class A common   Purchase       1,400       71.6685 USD 
USD 0.00001 Class A common   Purchase       1,500       71.7853 USD 
USD 0.00001 Class A common   Purchase       1,574       71.9532 USD 
USD 0.00001 Class A common   Purchase       1,781       71.6583 USD 
USD 0.00001 Class A common   Purchase       2,265       71.7157 USD 
USD 0.00001 Class A common   Purchase       2,658       71.7194 USD 
USD 0.00001 Class A common   Purchase       3,600       71.7805 USD 
USD 0.00001 Class A common   Purchase       4,165       71.7100 USD 
USD 0.00001 Class A common   Purchase       4,689       71.6147 USD 
USD 0.00001 Class A common   Purchase       4,800       71.6569 USD 
USD 0.00001 Class A common   Purchase       4,800       71.7279 USD 
USD 0.00001 Class A common   Purchase       4,983       71.6340 USD 
USD 0.00001 Class A common   Purchase       5,229       71.5917 USD 
USD 0.00001 Class A common   Purchase       6,700       71.6538 USD 
USD 0.00001 Class A common   Purchase       6,860       71.8051 USD 
USD 0.00001 Class A common   Purchase       7,200       71.6753 USD 
USD 0.00001 Class A common   Purchase       10,100      71.6511 USD 
USD 0.00001 Class A common   Purchase       14,761      71.8417 USD 
USD 0.00001 Class A common   Purchase       110,705     71.6590 USD 
USD 0.00001 Class A common   Sale           100         71.5600 USD 
USD 0.00001 Class A common   Sale           100         71.5100 USD 
USD 0.00001 Class A common   Sale           100         71.6500 USD 
USD 0.00001 Class A common   Sale           100         71.5800 USD 
USD 0.00001 Class A common   Sale           100         72.0400 USD 
USD 0.00001 Class A common   Sale           147         71.5400 USD 
USD 0.00001 Class A common   Sale           200         71.5700 USD 
USD 0.00001 Class A common   Sale           200         71.9500 USD 
USD 0.00001 Class A common   Sale           200         71.8050 USD 
USD 0.00001 Class A common   Sale           200         71.5900 USD 
USD 0.00001 Class A common   Sale           200         71.6350 USD 
USD 0.00001 Class A common   Sale           266         71.6740 USD 
USD 0.00001 Class A common   Sale           300         71.5766 USD 
USD 0.00001 Class A common   Sale           400         71.5300 USD 
USD 0.00001 Class A common   Sale           600         71.6700 USD 
USD 0.00001 Class A common   Sale           800         71.5500 USD 
USD 0.00001 Class A common   Sale           863         71.6397 USD 
USD 0.00001 Class A common   Sale           1,100       71.6818 USD 
USD 0.00001 Class A common   Sale           1,137       71.6166 USD 
USD 0.00001 Class A common   Sale           1,300       71.7069 USD 
USD 0.00001 Class A common   Sale           1,765       71.7100 USD 
USD 0.00001 Class A common   Sale           2,000       71.6202 USD 
USD 0.00001 Class A common   Sale           2,200       71.5313 USD 
USD 0.00001 Class A common   Sale           3,300       71.6386 USD 
USD 0.00001 Class A common   Sale           4,700       71.6685 USD 
USD 0.00001 Class A common   Sale           7,200       71.6693 USD 
USD 0.00001 Class A common   Sale           9,300       71.6688 USD 
USD 0.00001 Class A common   Sale           21,533      71.7592 USD 
USD 0.00001 Class A common   Sale           147,462     71.6791 USD 
 
 

(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

 
Class of   Purchases/ sales  Total number of  Highest price  Lowest price 
relevant                     securities       per unit       per unit 
security                                      paid/received  paid/received 
 
 

(b) Cash-settled derivative transactions

 
Class of relevant   Product      Nature of            Number of reference  Price per unit 
security            description  dealing              securities 
                    e.g. CFD     e.g. 
                                 opening/closing 
                                 a long/short 
                                 position, 
                                 increasing/reducing 
                                 a long/short 
                                 position 
 
 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 
Class      Product      Writing,     Number      Exercise  Type      Expiry       Option 
of         description  purchasing,  of          price               date         money 
relevant                selling,     securities  per unit                         paid/ 
security                varying etc  to which                                     received 
                                     option                                       per unit 
                                     relates 
USD        Call         Purchasing   200         65 USD    American  17 Nov 2017  7.9400 USD 
0.00001    Options 
Class 
A 
common 
USD        Call         Purchasing   2,600       70 USD    American  18 Aug 2017  1.6465 USD 
0.00001    Options 
Class 
A 
common 
 
 

(ii) Exercise

 
Class of relevant   Product      Exercising/  Number         Exercise price 
security            description  exercised    of securities  per unit 
                    e.g. call    against 
                    option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant   Nature of dealing   Details  Price per unit (if 
security            e.g. subscription,           applicable) 
                    conversion 
 
 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, 
or any agreement or  understanding, 
formal or informal, relating to relevant 
securities  which may be an inducement 
to deal or refrain from dealing entered 
into by the party to the offer or 
person acting in concert making  the disclosure and any other person: 
Irrevocable commitments and letters of intent 
should not be  included. If there 
are no such agreements, arrangements or  understandings, state "none" 
None 
 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or understanding, 
formal or  informal, between the party to 
the offer or person acting in concert  making the 
disclosure and any other person relating to: 
(i) the voting rights of any relevant securities under any option;  or 
(ii) the voting rights or future acquisition or disposal of any 
relevant securities to which any derivative is referenced: 
If there are no such agreements, arrangements 
or  understandings, state "none" 
None 
 
 

(c) Attachments

 

Are any Supplemental Forms attached?

 
Supplemental Form 8 (Open Positions)   YES 
Supplemental Form 8 (SBL)              NO 
Date of disclosure:                    18 Aug 2017 
Contact name:                          Femi Badmos 
Telephone number:                      020 3555 1125 
 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

143221.01

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

 

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
Identity of the person whose positions/dealings   Barclays PLC. 
are being disclosed: 
Name of offeror/offeree in relation to whose      VANTIV INC 
relevant securities this from relates: 
 
 

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 
Class      Product      Writing,     Number      Exercise  Type      Expiry 
of         description  purchasing,  of          price               date 
relevant                selling,     securities  per unit 
security                varying etc  to which 
                                     option 
                                     relates 
USD        Put          Purchased    -400        55.0000   American  18 Aug 2017 
0.00001    Options 
Class 
A 
common 
USD        Call         Written      -1,100      70.0000   American  17 Nov 2017 
0.00001    Options 
Class 
A 
common 
USD        Call         Written      -1,500      60.0000   American  18 Aug 2017 
0.00001    Options 
Class 
A 
common 
USD        Call         Purchased    600         60.0000   American  16 Feb 2018 
0.00001    Options 
Class 
A 
common 
USD        Put          Written      600         60.0000   American  17 Nov 2017 
0.00001    Options 
Class 
A 
common 
USD        Put          Purchased    -100        65.0000   American  18 Aug 2017 
0.00001    Options 
Class 
A 
common 
USD        Call         Written      -600        75.0000   American  17 Nov 2017 
0.00001    Options 
Class 
A 
common 
USD        Call         Purchased    100         55.0000   American  18 Aug 2017 
0.00001    Options 
Class 
A 
common 
USD        Call         Written      -200        80.0000   American  17 Nov 2017 
0.00001    Options 
Class 
A 
common 
USD        Call         Written      -500        75.0000   American  16 Feb 2018 
0.00001    Options 
Class 
A 
common 
USD        Call         Written      -11,300     65.0000   American  17 Nov 2017 
0.00001    Options 
Class 
A 
common 
USD        Call         Written      -22,700     70.0000   American  18 Aug 2017 
0.00001    Options 
Class 
A 
common 
USD        Call         Written      -34,400     65.0000   American  18 Aug 2017 
0.00001    Options 
Class 
A 
common 
USD        Call         Purchased    600         65.0000   American  16 Feb 2018 
0.00001    Options 
Class 
A 
common 
USD        Put          Purchased    -3,300      60.0000   American  18 Aug 2017 
0.00001    Options 
Class 
A 
common 
USD        Call         Purchased    400         60.0000   American  17 Nov 2017 
0.00001    Options 
Class 
A 
common 
USD        Call         Written      -1,200      70.0000   American  15 Sep 2017 
0.00001    Options 
Class 
A 
common 
USD        Put          Written      100         65.0000   American  15 Sep 2017 
0.00001    Options 
Class 
A 
common 
USD        Put          Purchased    -2,100      45.0000   American  16 Feb 2018 
0.00001    Options 
Class 
A 
common 
 
 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 
Full details should be given so that the nature of the 
interest or  position can be fully understood: 
 
 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 
 
 

View source version on businesswire.com: http://www.businesswire.com/news/home/20170818005195/en/

 
This information is provided by Business Wire 
 
 

(END) Dow Jones Newswires

August 18, 2017 06:25 ET (10:25 GMT)

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