Share Name Share Symbol Market Type Share ISIN Share Description
Barclays LSE:BARC London Ordinary Share GB0031348658 ORD 25P
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  +1.90p +0.92% 208.20p 207.95p 208.10p 208.85p 205.05p 206.80p 26,480,344 16:35:24
Industry Sector Turnover (m) Profit (m) EPS - Basic PE Ratio Market Cap (m)
Banks 21,451.0 3,230.0 10.4 20.0 35,449.20

BARCLAYS PLC Form 8 (DD) - VANTIV INC

17/07/2017 12:01pm

UK Regulatory (RNS & others)


Barclays (LSE:BARC)
Historical Stock Chart

1 Month : From Jun 2017 to Jul 2017

Click Here for more Barclays Charts.
 
TIDMBARC 
 
 

FORM 8 (DD)

 

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN

 

CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY

 

INVESTMENT CLIENTS)

 

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
(a)   Full name of discloser:                  Barclays PLC. 
(b)   Owner or controller of 
      interest and short 
      positions disclosed, if 
      different from 1(a): 
(c)   Name of offeror/offeree                  VANTIV INC 
      in relation to whose 
      relevant securities this form relates: 
(d)   Status of person making the disclosure:  CONNECTED TO THE OFFEREE 
(e)   Date position held/dealing undertaken:   14 July 2017 
(f)   In addition to the company in 1(c)       NO 
      above, is the discloser making 
      disclosures in respect of any 
      other party to the offer? 
 
 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

 
Class of                    USD 0.00001 Class 
relevant                    A common 
security: 
                            Interests                 Short Positions 
                            Number             (%)    Number  (%) 
(1)         Relevant 
            securities 
            owned 
            and/or          20,417             0.01%  10,605  0.00% 
            controlled: 
(2)         Cash-settled 
            derivatives: 
                            0                  0.00%  0       0.00% 
(3)         Stock-settled 
            derivatives 
            (including 
            options) 
            and agreements  10,200             0.01%  77,600  0.01% 
            to 
            purchase/sell: 
            TOTAL:          30,617             0.02%  88,205  0.01% 
 
 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation 
to which subscription right  exists: 
Details, including nature of the rights 
concerned and relevant  percentages: 
 
 

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

 
Class of relevant            Purchase/sale  Number of   Price per unit 
security                                    securities 
USD 0.00001 Class A common   Purchase       48          65.2800 USD 
USD 0.00001 Class A common   Purchase       100         64.9100 USD 
USD 0.00001 Class A common   Purchase       100         64.7000 USD 
USD 0.00001 Class A common   Purchase       100         65.2100 USD 
USD 0.00001 Class A common   Purchase       200         64.9200 USD 
USD 0.00001 Class A common   Purchase       315         64.8884 USD 
USD 0.00001 Class A common   Purchase       500         65.2400 USD 
USD 0.00001 Class A common   Purchase       675         64.9144 USD 
USD 0.00001 Class A common   Purchase       1,100       65.1804 USD 
USD 0.00001 Class A common   Purchase       1,100       64.6577 USD 
USD 0.00001 Class A common   Purchase       1,300       65.2192 USD 
USD 0.00001 Class A common   Purchase       1,504       64.9186 USD 
USD 0.00001 Class A common   Purchase       1,700       64.9467 USD 
USD 0.00001 Class A common   Purchase       1,927       65.0028 USD 
USD 0.00001 Class A common   Purchase       1,939       65.1417 USD 
USD 0.00001 Class A common   Purchase       2,137       65.2526 USD 
USD 0.00001 Class A common   Purchase       2,200       64.8790 USD 
USD 0.00001 Class A common   Purchase       2,592       65.0177 USD 
USD 0.00001 Class A common   Purchase       2,700       64.9055 USD 
USD 0.00001 Class A common   Purchase       2,800       65.2663 USD 
USD 0.00001 Class A common   Purchase       2,854       64.9866 USD 
USD 0.00001 Class A common   Purchase       2,900       65.2522 USD 
USD 0.00001 Class A common   Purchase       3,900       64.8368 USD 
USD 0.00001 Class A common   Purchase       4,182       65.1900 USD 
USD 0.00001 Class A common   Purchase       4,300       64.8851 USD 
USD 0.00001 Class A common   Purchase       10,400      64.9460 USD 
USD 0.00001 Class A common   Purchase       12,900      64.9356 USD 
USD 0.00001 Class A common   Purchase       15,600      64.8557 USD 
USD 0.00001 Class A common   Purchase       40,316      64.8945 USD 
USD 0.00001 Class A common   Purchase       80,100      64.6937 USD 
USD 0.00001 Class A common   Sale           45          64.6500 USD 
USD 0.00001 Class A common   Sale           58          64.4300 USD 
USD 0.00001 Class A common   Sale           94          64.5600 USD 
USD 0.00001 Class A common   Sale           100         64.9100 USD 
USD 0.00001 Class A common   Sale           100         64.6300 USD 
USD 0.00001 Class A common   Sale           100         64.4500 USD 
USD 0.00001 Class A common   Sale           100         64.5500 USD 
USD 0.00001 Class A common   Sale           126         64.6182 USD 
USD 0.00001 Class A common   Sale           200         64.4600 USD 
USD 0.00001 Class A common   Sale           200         64.5900 USD 
USD 0.00001 Class A common   Sale           200         65.0950 USD 
USD 0.00001 Class A common   Sale           200         64.9450 USD 
USD 0.00001 Class A common   Sale           200         64.6450 USD 
USD 0.00001 Class A common   Sale           200         64.4000 USD 
USD 0.00001 Class A common   Sale           300         64.6566 USD 
USD 0.00001 Class A common   Sale           300         65.0150 USD 
USD 0.00001 Class A common   Sale           300         64.6600 USD 
USD 0.00001 Class A common   Sale           329         64.6727 USD 
USD 0.00001 Class A common   Sale           442         64.4309 USD 
USD 0.00001 Class A common   Sale           500         64.4340 USD 
USD 0.00001 Class A common   Sale           600         64.7483 USD 
USD 0.00001 Class A common   Sale           900         64.5133 USD 
USD 0.00001 Class A common   Sale           1,100       64.5427 USD 
USD 0.00001 Class A common   Sale           1,300       64.6084 USD 
USD 0.00001 Class A common   Sale           1,400       65.0521 USD 
USD 0.00001 Class A common   Sale           1,527       64.7882 USD 
USD 0.00001 Class A common   Sale           1,800       64.7391 USD 
USD 0.00001 Class A common   Sale           2,100       64.8143 USD 
USD 0.00001 Class A common   Sale           2,888       64.5768 USD 
USD 0.00001 Class A common   Sale           3,000       64.6296 USD 
USD 0.00001 Class A common   Sale           3,600       64.6875 USD 
USD 0.00001 Class A common   Sale           4,100       64.9717 USD 
USD 0.00001 Class A common   Sale           4,290       64.7147 USD 
USD 0.00001 Class A common   Sale           4,555       64.7913 USD 
USD 0.00001 Class A common   Sale           4,700       64.5170 USD 
USD 0.00001 Class A common   Sale           4,800       65.0910 USD 
USD 0.00001 Class A common   Sale           5,502       65.0538 USD 
USD 0.00001 Class A common   Sale           5,887       64.9091 USD 
USD 0.00001 Class A common   Sale           6,082       65.1900 USD 
USD 0.00001 Class A common   Sale           8,861       64.5872 USD 
USD 0.00001 Class A common   Sale           9,785       65.2510 USD 
USD 0.00001 Class A common   Sale           10,106      65.0070 USD 
USD 0.00001 Class A common   Sale           13,500      64.8842 USD 
USD 0.00001 Class A common   Sale           14,945      64.8610 USD 
USD 0.00001 Class A common   Sale           15,200      64.8580 USD 
USD 0.00001 Class A common   Sale           24,924      64.7792 USD 
USD 0.00001 Class A common   Sale           25,837      64.7206 USD 
 
 

(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

 
Class of   Purchases/ sales  Total number of  Highest price  Lowest price 
relevant                     securities       per unit       per unit 
security                                      paid/received  paid/received 
 
 

(b) Cash-settled derivative transactions

 
Class of relevant   Product      Nature of            Number of reference  Price per unit 
security            description  dealing              securities 
                    e.g. CFD     e.g. 
                                 opening/closing 
                                 a long/short 
                                 position, 
                                 increasing/reducing 
                                 a long/short 
                                 position 
 
 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 
Class of   Product          Writing,      Number         Exercise price  Type            Expiry date  Option money 
relevant   descriptione.g.  purchasing,   of securities  per unit        e.g. American,               paid/ 
security   call             selling,      to                             European etc.                received 
           option           varying etc.  which option                                                per unit 
                                          relates 
 
 

(ii) Exercise

 
Class of relevant   Product      Exercising/  Number         Exercise price 
security            description  exercised    of securities  per unit 
                    e.g. call    against 
                    option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant   Nature of dealing   Details  Price per unit (if 
security            e.g. subscription,           applicable) 
                    conversion 
 
 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, 
or any agreement or  understanding, 
formal or informal, relating to relevant 
securities  which may be an inducement 
to deal or refrain from dealing entered 
into by the party to the offer or 
person acting in concert making  the disclosure and any other person: 
Irrevocable commitments and letters of intent 
should not be  included. If there 
are no such agreements, arrangements or  understandings, state "none" 
None 
 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or understanding, 
formal or  informal, between the party to 
the offer or person acting in concert  making the 
disclosure and any other person relating to: 
(i) the voting rights of any relevant securities under any option;  or 
(ii) the voting rights or future acquisition or disposal of any 
relevant securities to which any derivative is referenced: 
If there are no such agreements, arrangements 
or  understandings, state "none" 
None 
 
 

(c) Attachments

 

Are any Supplemental Forms attached?

 
Supplemental Form 8 (Open Positions)   YES 
Supplemental Form 8 (SBL)              NO 
Date of disclosure:                    17 Jul 2017 
Contact name:                          Jay Supaya 
Telephone number:                      020 7773 0635 
 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

143221.01

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

 

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
Identity of the person whose positions/dealings   Barclays PLC. 
are being disclosed: 
Name of offeror/offeree in relation to whose      VANTIV INC 
relevant securities this from relates: 
 
 

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 
Class      Product      Writing,     Number      Exercise  Type      Expiry       Option 
of         description  purchasing,  of          price               date         money 
relevant                selling,     securities  per unit                         paid/ 
security                varying etc  to which                                     received 
                                     option                                       per unit 
                                     relates 
USD        Call         Selling      200         60 USD    American  18 Aug 2017  5.9800 USD 
0.00001    Options 
Class 
A 
common 
USD        Call         Selling      12,300      65 USD    American  18 Aug 2017  2.6735 USD 
0.00001    Options 
Class 
A 
common 
USD        Call         Selling      1,200       65 USD    American  17 Nov 2017  3.9600 USD 
0.00001    Options 
Class 
A 
common 
USD        Call         Selling      54,600      70 USD    American  18 Aug 2017  0.6984 USD 
0.00001    Options 
Class 
A 
common 
USD        Call         Selling      100         70 USD    American  16 Feb 2018  3.4000 USD 
0.00001    Options 
Class 
A 
common 
 
 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 
Full details should be given so that the nature of the 
interest or  position can be fully understood: 
 
 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 
 
 

View source version on businesswire.com: http://www.businesswire.com/news/home/20170717005490/en/

 
This information is provided by Business Wire 
 
 

(END) Dow Jones Newswires

July 17, 2017 07:01 ET (11:01 GMT)

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