Share Name Share Symbol Market Type Share ISIN Share Description
Barclays LSE:BARC London Ordinary Share GB0031348658 ORD 25P
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  +1.90p +0.92% 208.20p 207.95p 208.10p 208.85p 205.05p 206.80p 26,480,344 16:35:24
Industry Sector Turnover (m) Profit (m) EPS - Basic PE Ratio Market Cap (m)
Banks 21,451.0 3,230.0 10.4 20.0 35,449.20

BARCLAYS PLC FORM 8 (DD) - VANTIV INC

14/07/2017 11:51am

UK Regulatory (RNS & others)


Barclays (LSE:BARC)
Historical Stock Chart

1 Month : From Jun 2017 to Jul 2017

Click Here for more Barclays Charts.
 
TIDMBARC 
 
 

FORM 8 (DD)

 

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

 

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
(a)   Full name of discloser:                  Barclays PLC. 
(b)   Owner or controller of 
      interest and short 
      positions disclosed, if 
      different from 1(a): 
(c)   Name of offeror/offeree                  VANTIV INC 
      in relation to whose 
      relevant securities this form relates: 
(d)   Status of person making the disclosure:  CONNECTED TO THE OFFEREE 
(e)   Date position held/dealing undertaken:   13 July 2017 
(f)   In addition to the company in 1(c)       NO 
      above, is the discloser making 
      disclosures in respect of any 
      other party to the offer? 
 
 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

 
Class of                    USD 0.00001 Class 
relevant                    A common 
security: 
                            Interests                 Short Positions 
                            Number             (%)    Number  (%) 
(1)         Relevant 
            securities 
            owned 
            and/or          1,411              0.00%  6,705   0.00% 
            controlled: 
(2)         Cash-settled 
            derivatives: 
                            0                  0.00%  0       0.00% 
(3)         Stock-settled 
            derivatives 
            (including 
            options) 
            and agreements  10,200             0.01%  9,200   0.01% 
            to 
            purchase/sell: 
            TOTAL:          11,611             0.01%  15,905  0.01% 
 
 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation 
to which subscription right  exists: 
Details, including nature of the rights 
concerned and relevant  percentages: 
 
 

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

 
Class of relevant            Purchase/sale  Number of   Price per unit 
security                                    securities 
USD 0.00001 Class A common   Purchase       2           64.2399 USD 
USD 0.00001 Class A common   Purchase       100         64.1000 USD 
USD 0.00001 Class A common   Purchase       100         64.1500 USD 
USD 0.00001 Class A common   Purchase       100         64.1250 USD 
USD 0.00001 Class A common   Purchase       100         63.8200 USD 
USD 0.00001 Class A common   Purchase       100         64.1099 USD 
USD 0.00001 Class A common   Purchase       158         64.1320 USD 
USD 0.00001 Class A common   Purchase       199         64.1201 USD 
USD 0.00001 Class A common   Purchase       200         63.9050 USD 
USD 0.00001 Class A common   Purchase       200         64.0950 USD 
USD 0.00001 Class A common   Purchase       300         63.9800 USD 
USD 0.00001 Class A common   Purchase       400         64.0812 USD 
USD 0.00001 Class A common   Purchase       402         64.1673 USD 
USD 0.00001 Class A common   Purchase       692         64.0708 USD 
USD 0.00001 Class A common   Purchase       718         64.1580 USD 
USD 0.00001 Class A common   Purchase       900         64.1700 USD 
USD 0.00001 Class A common   Purchase       900         64.1544 USD 
USD 0.00001 Class A common   Purchase       1,000       63.8320 USD 
USD 0.00001 Class A common   Purchase       1,200       64.1335 USD 
USD 0.00001 Class A common   Purchase       1,392       64.0597 USD 
USD 0.00001 Class A common   Purchase       1,400       64.0742 USD 
USD 0.00001 Class A common   Purchase       1,601       64.1006 USD 
USD 0.00001 Class A common   Purchase       1,800       63.9422 USD 
USD 0.00001 Class A common   Purchase       1,900       64.0468 USD 
USD 0.00001 Class A common   Purchase       2,680       63.8373 USD 
USD 0.00001 Class A common   Purchase       8,204       64.0781 USD 
USD 0.00001 Class A common   Purchase       9,900       63.8820 USD 
USD 0.00001 Class A common   Purchase       12,100      63.9417 USD 
USD 0.00001 Class A common   Purchase       15,500      63.9618 USD 
USD 0.00001 Class A common   Purchase       27,065      63.8797 USD 
USD 0.00001 Class A common   Purchase       28,556      64.1372 USD 
USD 0.00001 Class A common   Purchase       64,989      64.1816 USD 
USD 0.00001 Class A common   Purchase       110,000     64.2800 USD 
USD 0.00001 Class A common   Sale           2           64.2399 USD 
USD 0.00001 Class A common   Sale           100         64.1001 USD 
USD 0.00001 Class A common   Sale           100         64.1000 USD 
USD 0.00001 Class A common   Sale           100         64.1300 USD 
USD 0.00001 Class A common   Sale           193         63.7900 USD 
USD 0.00001 Class A common   Sale           209         64.1060 USD 
USD 0.00001 Class A common   Sale           280         63.8321 USD 
USD 0.00001 Class A common   Sale           400         64.2037 USD 
USD 0.00001 Class A common   Sale           400         64.1412 USD 
USD 0.00001 Class A common   Sale           400         64.2237 USD 
USD 0.00001 Class A common   Sale           400         64.1075 USD 
USD 0.00001 Class A common   Sale           482         64.1509 USD 
USD 0.00001 Class A common   Sale           700         64.1142 USD 
USD 0.00001 Class A common   Sale           700         63.9142 USD 
USD 0.00001 Class A common   Sale           800         63.8337 USD 
USD 0.00001 Class A common   Sale           900         63.8666 USD 
USD 0.00001 Class A common   Sale           1,074       63.7922 USD 
USD 0.00001 Class A common   Sale           1,080       64.0370 USD 
USD 0.00001 Class A common   Sale           2,000       64.0765 USD 
USD 0.00001 Class A common   Sale           2,258       64.1533 USD 
USD 0.00001 Class A common   Sale           2,362       64.0415 USD 
USD 0.00001 Class A common   Sale           2,400       63.8133 USD 
USD 0.00001 Class A common   Sale           2,500       64.2680 USD 
USD 0.00001 Class A common   Sale           2,700       64.2368 USD 
USD 0.00001 Class A common   Sale           3,100       63.9798 USD 
USD 0.00001 Class A common   Sale           3,400       64.0095 USD 
USD 0.00001 Class A common   Sale           3,626       63.8519 USD 
USD 0.00001 Class A common   Sale           4,607       63.9818 USD 
USD 0.00001 Class A common   Sale           4,709       64.1790 USD 
USD 0.00001 Class A common   Sale           4,835       64.1953 USD 
USD 0.00001 Class A common   Sale           6,300       63.9653 USD 
USD 0.00001 Class A common   Sale           7,642       63.8987 USD 
USD 0.00001 Class A common   Sale           8,500       63.9875 USD 
USD 0.00001 Class A common   Sale           8,800       63.9511 USD 
USD 0.00001 Class A common   Sale           9,935       63.8271 USD 
USD 0.00001 Class A common   Sale           11,000      64.2221 USD 
USD 0.00001 Class A common   Sale           12,000      63.9491 USD 
USD 0.00001 Class A common   Sale           26,400      64.2420 USD 
USD 0.00001 Class A common   Sale           53,262      64.0728 USD 
USD 0.00001 Class A common   Sale           110,000     64.2800 USD 
 
 

(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

 
Class of   Purchases/ sales  Total number of  Highest price  Lowest price 
relevant                     securities       per unit       per unit 
security                                      paid/received  paid/received 
 
 

(b) Cash-settled derivative transactions

 
Class of relevant   Product      Nature of            Number of reference  Price per unit 
security            description  dealing              securities 
                    e.g. CFD     e.g. 
                                 opening/closing 
                                 a long/short 
                                 position, 
                                 increasing/reducing 
                                 a long/short 
                                 position 
 
 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 
Class      Product      Writing,     Number      Exercise  Type      Expiry       Option 
of         description  purchasing,  of          price               date         money 
relevant                selling,     securities  per unit                         paid/ 
security                varying etc  to which                                     received 
                                     option                                       per unit 
                                     relates 
USD        Call         Selling      300         65 USD    American  17 Nov 2017  3.6000 USD 
0.00001    Options 
Class 
A 
common 
 
 

(ii) Exercise

 
Class of relevant   Product      Exercising/  Number         Exercise price 
security            description  exercised    of securities  per unit 
                    e.g. call    against 
                    option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant   Nature of dealing   Details  Price per unit (if 
security            e.g. subscription,           applicable) 
                    conversion 
 
 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, 
or any agreement or  understanding, 
formal or informal, relating to relevant 
securities  which may be an inducement 
to deal or refrain from dealing entered 
into by the party to the offer or 
person acting in concert making  the disclosure and any other person: 
Irrevocable commitments and letters of intent 
should not be  included. If there 
are no such agreements, arrangements or  understandings, state "none" 
None 
 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or understanding, 
formal or  informal, between the party to 
the offer or person acting in concert  making the 
disclosure and any other person relating to: 
(i) the voting rights of any relevant securities under any option;  or 
(ii) the voting rights or future acquisition or disposal of any 
relevant securities to which any derivative is referenced: 
If there are no such agreements, arrangements 
or  understandings, state "none" 
None 
 
 

(c) Attachments

 

Are any Supplemental Forms attached?

 
Supplemental Form 8 (Open Positions)   YES 
Supplemental Form 8 (SBL)              NO 
Date of disclosure:                    14 Jul 2017 
Contact name:                          Jay Supaya 
Telephone number:                      020 7773 0635 
 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

 

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
Identity of the person whose positions/dealings   Barclays PLC. 
are being disclosed: 
Name of offeror/offeree in relation to whose      VANTIV INC 
relevant securities this from relates: 
 
 

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 
Class      Product      Writing,     Number      Exercise  Type      Expiry 
of         description  purchasing,  of          price               date 
relevant                selling,     securities  per unit 
security                varying etc  to which 
                                     option 
                                     relates 
USD        Put          Purchased    -400        55.0000   American  18 Aug 2017 
0.00001    Options 
Class 
A 
common 
USD        Put          Written      9,100       60.0000   American  21 Jul 2017 
0.00001    Options 
Class 
A 
common 
USD        Call         Written      -1,300      60.0000   American  18 Aug 2017 
0.00001    Options 
Class 
A 
common 
USD        Put          Written      600         60.0000   American  17 Nov 2017 
0.00001    Options 
Class 
A 
common 
USD        Call         Written      -300        65.0000   American  17 Nov 2017 
0.00001    Options 
Class 
A 
common 
USD        Call         Written      -600        70.0000   American  18 Aug 2017 
0.00001    Options 
Class 
A 
common 
USD        Call         Written      -3,200      65.0000   American  18 Aug 2017 
0.00001    Options 
Class 
A 
common 
USD        Put          Purchased    -3,300      60.0000   American  18 Aug 2017 
0.00001    Options 
Class 
A 
common 
USD        Call         Purchased    500         60.0000   American  17 Nov 2017 
0.00001    Options 
Class 
A 
common 
USD        Put          Purchased    -100        45.0000   American  16 Feb 2018 
0.00001    Options 
Class 
A 
common 
 
 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 
Full details should be given so that the nature of the 
interest or  position can be fully understood: 
 
 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 
 
 

View source version on businesswire.com: http://www.businesswire.com/news/home/20170714005190/en/

 
This information is provided by Business Wire 
 
 

(END) Dow Jones Newswires

July 14, 2017 06:51 ET (10:51 GMT)

1 Year Barclays Chart

1 Year Barclays Chart

1 Month Barclays Chart

1 Month Barclays Chart
Your Recent History
LSE
GKP
Gulf Keyst..
LSE
QPP
Quindell
FTSE
UKX
FTSE 100
LSE
IOF
Iofina
FX
GBPUSD
UK Sterlin..
Stocks you've viewed will appear in this box, letting you easily return to quotes you've seen previously.

Register now to create your own custom streaming stock watchlist.

By accessing the services available at ADVFN you are agreeing to be bound by ADVFN's Terms & Conditions

P:31 V:gb D:20170721 00:52:39