Anglo American PLC Holding(s) in Company (2180C)

TIDMAAL TIDM0H7D

RNS Number : 2180C

Anglo American PLC

11 April 2017

 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
------------------------------------------------------------------------------------------------------------ 
 
 1. Identity of the issuer or                                   ANGLO AMERICAN PLC 
  the underlying issuer 
  of existing shares to which 
  voting rights are 
  attached: (ii) 
-------------------------------------------------------------  --------------------------------------------- 
 2 Reason for the notification (please tick the appropriate 
  box or boxes): 
------------------------------------------------------------------------------------------------------------ 
 An acquisition or disposal of voting rights                                           x 
-----------------------------------------------------------------  ----------------------------------------- 
 An acquisition or disposal of qualifying financial                                    x 
  instruments which may result in the acquisition 
  of shares already issued to which voting rights 
  are attached 
-----------------------------------------------------------------  ----------------------------------------- 
 An acquisition or disposal of instruments with                                        x 
  similar economic effect to qualifying financial 
  instruments 
-----------------------------------------------------------------  ----------------------------------------- 
 An event changing the breakdown of voting rights 
-----------------------------------------------------------------  ----------------------------------------- 
 Other (please 
  specify): 
---------------------------------------------------------  ------  ----------------------------------------- 
 3. Full name of person(s)                                    Deutsche Bank AG 
  subject to the 
  notification obligation: 
  (iii) 
-----------------------------------------------------------  ----------------------------------------------- 
 4. Full name of shareholder(s) 
  (if different from 3.):(iv)                                                Deutsche Bank AG, London Branch 
                                                                      Deutsche Securities (SA) (Proprietary) 
                                                                                                     Limited 
                                                                                 Deutsche Bank AG, Frankfurt 
-----------------------------------------------------------  ----------------------------------------------- 
 5. Date of the transaction                                   06/04/2017 
  and date on 
  which the threshold is 
  crossed or 
  reached: (v) 
-----------------------------------------------------------  ----------------------------------------------- 
 6. Date on which issuer                                      10/04/2017 
  notified: 
-----------------------------------------------------------  ----------------------------------------------- 
 7. Threshold(s) that is/are                                  Above 5% 
  crossed or 
  reached: (vi, vii) 
-----------------------------------------------------------  ----------------------------------------------- 
 
 
 
 8. Notified details: 
----------------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
----------------------------------------------------------------------------------------------------------------------------- 
 Class/type      Situation previous                       Resulting situation after the 
  of              to the triggering                        triggering transaction 
  shares          transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
--------------  ---------------------------------------  -------------------------------------------------------------------- 
                 Number                   Number          Number           Number of                 % of voting 
                  of                       of              of shares        voting                    rights (x) 
                  Shares                   Voting                           rights 
                                           Rights 
--------------  -----------------------  --------------  ---------------  ------------------------  ------------------------- 
                                                          Direct           Direct         Indirect   Direct        Indirect 
                                                                            (xi)           (xii) 
--------------    -------  ------------    ------------  ---------------  -------------  ---------  ------------  ----------- 
                 Below                    Below 
                  notifiable              notifiable 
  GB00B1XZS820    threshold               threshold       26,307,194       26,307,194     0          1.87%         0 
                -----------------------  --------------  ---------------  -------------  ---------  ------------  ----------- 
 
 
 B: Qualifying Financial Instruments 
----------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
----------------------------------------------------------------------------------------------------------------------------- 
 Type of financial          Expiration      Exercise/                        Number of voting            % of voting 
  instrument                 date            Conversion                       rights that                 rights 
                             (xiii)          Period (xiv)                     may be 
                                                                              acquired if 
                                                                              the 
                                                                              instrument 
                                                                              is 
                                                                              exercised/ 
                                                                              converted. 
-------------------------  --------------  -------------------------------  --------------------------  --------------------- 
 
  Right to Recall                                                             1,164,138                   0.08% 
   Call Option               19-Oct-17                                         1,956,000                   0.14% 
   Exchangeable               11-Apr-20                                        12,078,022                  0.86% 
    Bond 
-------------------------  --------------  -------------------------------  --------------------------  --------------------- 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments (xv, xvi) 
----------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
----------------------------------------------------------------------------------------------------------------------------- 
 Type of           Exercise               Expiration      Exercise/        Number of voting            % of voting 
 financial          price                  date            Conversion       rights instrument           rights (xix, 
 instrument                                (xvii)          period           refers to                   xx) 
                                                           (xviii) 
----------------  ---------------------  --------------  ---------------  --------------------------  ----------------------- 
                                                                                                       Nominal       Delta 
--------------    ---------------------                  ---------------                              ------------  --------- 
 Swaps                                    04-Mar-19                        17,880,789                  1.27%         1.27% 
  Call Option                              10-Dec-18                        13,136,403                  0.94%         0.94% 
  Put Option                               10-Dec-18                        5,371,612                   0.38%         0.38% 
  Option Swaps                             16-Jun-17                        250,000                     0.02%         0.02% 
----------------  -------  ------------  --------------  ------  -------  --------------------------  ------------  --------- 
 
 Total (A+B+C) 
----------------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                                          Percentage of voting rights 
---------------------------------------------------------------  ------------------------------------------------------------ 
 78,144,158                                                        5.56% 
---------------------------------------------------------------  ------------------------------------------------------------ 
 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
  (xxi) 
----------------------------------------------------------------------------------------- 
   Deutsche Bank AG, London 
     Branch                      5.47% 
 
 Proxy Voting: 
----------------------------------------------------------------------------------------- 
 10. Name of the proxy holder: 
-------------------------------------------------------------  -------------------------- 
 11. Number of voting rights proxy 
  holder will cease 
  to hold: 
-------------------------------------------------------------  -------------------------- 
 12. Date on which proxy holder will 
  cease to hold 
  voting rights: 

-------------------------------------------------------------  -------------------------- 
 
 
  13. Additional information: 
-------------------------------------------------------------  -------------------------- 
 14. Contact name:                                              John Mills, Group Company 
                                                                Secretary 
-------------------------------------------------------------  -------------------------- 
 15. Contact telephone number:                                  [phone] 
-------------------------------------------------------------  -------------------------- 
 
 

This information is provided by RNS

The company news service from the London Stock Exchange

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April 11, 2017 11:15 ET (15:15 GMT)