AFH Financial Group Plc TR1: Notification of Major Interest in Shares (2454C)

TIDMAFHP TIDMAFHB

RNS Number : 2454C

AFH Financial Group Plc

11 April 2017

 
 
 
 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
----------------------------------------------------------------------------------------- 
 
 1. Identity of the issuer or                                     AFH Financial Group PLC 
  the underlying issuer 
  of existing shares to which 
  voting rights are 
  attached: (ii) 
-----------------------------------------------------------  ---------------------------- 
 2 Reason for the notification (please tick the appropriate 
  box or boxes): 
----------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                 X 
---------------------------------------------------------------  ------------------------ 
 An acquisition or disposal of qualifying financial 
  instruments which may result in the acquisition 
  of shares already issued to which voting rights 
  are attached 
---------------------------------------------------------------  ------------------------ 
 An acquisition or disposal of instruments with 
  similar economic effect to qualifying financial 
  instruments 
---------------------------------------------------------------  ------------------------ 
 An event changing the breakdown of voting rights 
---------------------------------------------------------------  ------------------------ 
 Other (please 
  specify): 
----------------------------------------------------------  ---  ------------------------ 
 3. Full name of person(s)                                    Alan Hudson 
  subject to the notification 
  obligation: (iii) 
-----------------------------------------------------------  ---------------------------- 
 4. Full name of shareholder(s) 
  (if different from 3.):(iv) 
-----------------------------------------------------------  ---------------------------- 
 5. Date of the transaction                                                 11 April 2017 
  and date on which the threshold 
  is crossed or reached: (v) 
-----------------------------------------------------------  ---------------------------- 
 6. Date on which issuer                                                    11 April 2017 
  notified: 
-----------------------------------------------------------  ---------------------------- 
 7. Threshold(s) that is/are 
  crossed or reached: (vi, 
  vii)                                                                                22% 
-----------------------------------------------------------  ---------------------------- 
 
 
 
 8. Notified details: 
---------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
---------------------------------------------------------------------------------------------------------------------- 
 Class/type   Situation previous                  Resulting situation after the 
 of            to the triggering                   triggering transaction 
 shares        transaction 
 
 if 
 possible 
 using 
 the ISIN 
 CODE 
-----------  ----------------------------------  --------------------------------------------------------------------- 
              Number            Number            Number          Number of                   % of voting 
               of                of                of shares       voting                      rights (x) 
               Shares            Voting                            rights 
                                 Rights 
-----------  ----------------  ----------------  --------------  --------------------------  ------------------------- 
                                                  Direct          Direct        Indirect      Direct        Indirect 
                                                                   (xi)          (xii) 
-----------      ------------    ------------    --------------  ------------  ------------  ------------  ----------- 
 Ordinary     6,555,700         6,555,700         6,555,700       6,555,700                   21.79 
             ----------------  ----------------  --------------  ------------  ------------  ------------  ----------- 
 
 
 B: Qualifying Financial Instruments 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of          Expiration      Exercise/                         Number of voting              % of voting 
 financial         date            Conversion                        rights that                   rights 
 instrument        (xiii)          Period (xiv)                      may be 
                                                                     acquired if 
                                                                     the 
                                                                     instrument 
                                                                     is 
                                                                     exercised/ 
                                                                     converted. 
---------------  --------------  --------------------------------  ----------------------------  --------------------- 
 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments (xv, xvi) 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of        Exercise        Expiration      Exercise/         Number of voting              % of voting 
 financial       price          date            Conversion         rights instrument             rights (xix, 
 instrument                     (xvii)          period             refers to                     xx) 
                                                (xviii) 
-------------  --------------  --------------  ----------------  ----------------------------  ----------------------- 
                                                                                                Nominal       Delta 
-------------  --------------  --------------  ----------------  ----------------------------  ------------  --------- 
 
 
 Total (A+B+C) 
---------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                            Percentage of voting rights 
-------------------------------------------------  ------------------------------------------------------------------- 
 6,555,700                                          21.79 
-------------------------------------------------  ------------------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
  (xxi) 
---------------------------------------------------------------------------- 
 
 
 Proxy Voting: 
---------------------------------------------------------------------------- 
 10. Name of the proxy holder: 
-------------------------------------------------------------  ------------- 
 11. Number of voting rights proxy 
  holder will cease 
  to hold: 
-------------------------------------------------------------  ------------- 
 12. Date on which proxy holder will 
  cease to hold 
  voting rights: 
-------------------------------------------------------------  ------------- 
 
 
  13. Additional information: 
-------------------------------------------------------------  ------------- 
 14. Contact name:                                               Alan Hudson 
-------------------------------------------------------------  ------------- 
 15. Contact telephone number:                                  01527 577775 
-------------------------------------------------------------  ------------- 
 
 
 
 Note: Annex should only be submitted to the FCA not 
  the issuer 
 Annex: Notification of major interests in share 
 
 A: Identity of the persons or legal entity subject to 
  the notification obligation 
------------------------------------------------------------------------------ 
 Full name                                                         Alan Hudson 
  (including legal form of 
  legal entities) 
------------------------------------  ---------------------------------------- 
 Contact address                                   AFH House, Buntsford Drive, 
  (registered office for legal                        Stoke Heath, Bromsgrove, 
  entities)                                             Worcestershire B60 4JE 
------------------------------------  ---------------------------------------- 
 Phone number & email                  01527 577775 & [e-mail] 
------------------------------------  ---------------------------------------- 
 Other useful information 
  (at least legal representative 
  for legal persons) 
------------------------------------  ---------------------------------------- 
 
 B: Identity of the notifier, if applicable 
------------------------------------------------------------------------------ 
 Full name 
------------------------------------  ---------------------------------------- 
 Contact address 
------------------------------------  ---------------------------------------- 
 Phone number & email 
------------------------------------  ---------------------------------------- 
 Other useful information 
  (e.g. functional relationship 
  with the person or legal 
  entity subject to the notification 
  obligation) 
------------------------------------  ---------------------------------------- 
 
 C: Additional information 

------------------------------------------------------------------------------ 
 
 For notes on how to complete form TR-1 please see the 
  FCA website. 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

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April 11, 2017 11:57 ET (15:57 GMT)