AA PLC Holding(s) in Company (6005V)

TIDMAA. TIDMAV.

RNS Number : 6005V

AA PLC

31 January 2017

 
 
 
 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES 
------------------------------------------------------------------------------------------------------------------------ 
 
 1. Identity of the issuer or the underlying                     AA plc 
  issuer 
  of existing shares to which voting rights 
  are 
  attached: (ii) 
--------------------------------------------------------------  -------------------------------------------------------- 
 2 Reason for the notification (please tick the appropriate box or boxes): 
------------------------------------------------------------------------------------------------------------------------ 
 An acquisition or disposal of voting rights 
------------------------------------------------------------------  ---------------------------------------------------- 
 An acquisition or disposal of qualifying financial instruments 
  which may result in the acquisition of shares already issued to 
  which voting rights are attached 
------------------------------------------------------------------  ---------------------------------------------------- 
 An acquisition or disposal of instruments with similar economic 
  effect to qualifying financial instruments 
------------------------------------------------------------------  ---------------------------------------------------- 
 An event changing the breakdown of voting rights 
------------------------------------------------------------------  ---------------------------------------------------- 
 Other (please specify): 
--------------------------------------------------------  --------  ---------------------------------------------------- 
 3. Full name of person(s) subject                           Aviva plc & its subsidiaries 
  to the 
  notification obligation: (iii) 
----------------------------------------------------------  ------------------------------------------------------------ 
 4. Full name of shareholder(s)                                   Registered Holder: 
  (if different from 3.):(iv) 
                                                                  BNY Norwich Union Nominees Limited 1,087,416* 
 
                                                                  Chase (GA Group) Nominees Limited 16,201,577* 
 
                                                                  Chase Nominees Limited 178,868* 
 
                                                                  HSBC Global Custody Nominee (UK) Limited 
                                                                  164,499* 
 
                                                                  State Street Nominees Limited 670,261* 
 
                                                                  *denotes direct interest 
----------------------------------------------------------  ------------------------------------------------------------ 
 5. Date of the transaction and                              26 January 2017 
  date on 
  which the threshold is crossed 
  or 
  reached: (v) 
----------------------------------------------------------  ------------------------------------------------------------ 
 6. Date on which issuer notified:                           27 January 2017 
----------------------------------------------------------  ------------------------------------------------------------ 
 7. Threshold(s) that is/are crossed                         <3% to 3% Change at Direct Interest Level 
  or                                                          (Box 8A) 
  reached: (vi, vii) 
----------------------------------------------------------  ------------------------------------------------------------ 
 
 
 
 8. Notified details: 
---------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
---------------------------------------------------------------------------------------------------------------- 
 Class/type       Situation previous            Resulting situation after the triggering 
  of               to the triggering             transaction 
  shares           transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
---------------  ----------------------------  ----------------------------------------------------------------- 
                  Number          Number        Number       Number of voting             % of voting rights 
                   of              of            of shares    rights                       (x) 
                   Shares          Voting 
                                   Rights 
---------------  --------------  ------------  -----------  ---------------------------  ----------------------- 
                                                Direct       Direct       Indirect        Direct   Indirect 
                                                              (xi)         (xii) 
---------------  --------------  ------------  -----------  -----------  --------------  -------  -------------- 
 Ordinary 
  Shares 
 
 
                                                                               Not                      Not 
  GB00BMSKPJ95     21,714,984*    21,714,984*   18,302,621   18,302,621    disclosable    3.00%     disclosable 
                 --------------  ------------  -----------  -----------  --------------  -------  -------------- 
 
 
   * Includes right to recall loaned shares (3,513,175) 
---------------------------------------------------------------------------------------------------------------- 
 B: Qualifying Financial Instruments 
---------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------- 
 Type of          Expiration      Exercise/                  Number of voting             % of voting 
 financial         date (xiii)     Conversion Period          rights that may              rights 
 instrument                        (xiv)                      be 
                                                              acquired if the 
                                                              instrument is 
                                                              exercised/ converted. 
---------------  --------------  -------------------------  ---------------------------  ----------------------- 
 RIGHT TO                                                    2,900,298* 
  RECALL 
  LOANED SHARES   N/A             N/A                         *Direct interest            0.48% 
---------------  --------------  -------------------------  ---------------------------  ----------------------- 
 
 
 
 C: Financial Instruments with similar economic effect to Qualifying Financial 
  Instruments (xv, xvi) 
------------------------------------------------------------------------------------------------------ 
 Resulting situation after the triggering transaction 
------------------------------------------------------------------------------------------------------ 
 Type of financial   Exercise   Expiration     Exercise/     Number of voting     % of voting rights 
  instrument          price      date (xvii)    Conversion    rights instrument    (xix, xx) 
                                                period        refers to 
                                                (xviii) 
------------------  ---------  -------------  ------------  -------------------  --------------------- 
                                                                                  Nominal      Delta 
------------------  ---------  -------------  ------------  -------------------  -----------  -------- 
 
 
 
 Total (A+B+C) 
------------------------------------------------------ 
 Number of voting rights   Percentage of voting rights 
------------------------  ---------------------------- 
 21,202,919                3.48% 
------------------------  ---------------------------- 
 
 
 9. Chain of controlled undertakings through which the voting rights and/or 
  the 
  financial instruments are effectively held, if applicable: (xxi) 
------------------------------------------------------------------------------------------------------ 
                                The voting rights are managed and controlled by Aviva Investors Global 
                               Services Limited, with the following chain of controlled undertakings:- 
 
                                                              Aviva Investors Global Services Limited: 
                                                                       *    Aviva plc (Parent Company) 
 
 
                                            *    Aviva Group Holdings Limited (wholly owned subsidiary 
                                                                                         of Aviva plc) 
 
 
                                                   *    Aviva Investors Holdings Limited (wholly owned 
                                                           subsidiary of Aviva Group Holdings Limited) 
 
 
                                            *    Aviva Investors Global Services Limited (wholly owned 
                                                       subsidiary of Aviva Investors Holdings Limited) 
 
 Proxy Voting: 
------------------------------------------------------------------------------------------------------ 
 10. Name of the proxy holder:                                See Section 4 
-----------------------------------------------------------  ----------------------------------------- 
 11. Number of voting rights proxy holder will 
  cease 
  to hold: 
-----------------------------------------------------------  ----------------------------------------- 
 12. Date on which proxy holder will cease to 
  hold 
  voting rights: 
-----------------------------------------------------------  ----------------------------------------- 
 
 

  13. Additional information:                                  Figures are based on a total number 
                                                               of voting rights of 609,461,827 as 
                                                               per the Company's 'Total Voting Rights' 
                                                               announcement of 03 January 2017. 
-----------------------------------------------------------  ----------------------------------------- 
 14. Contact name:                                                Neil Whittaker, Aviva plc 
-----------------------------------------------------------  ----------------------------------------- 
 15. Contact telephone number:                                    01603 684420 
-----------------------------------------------------------  ----------------------------------------- 
 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

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January 31, 2017 06:05 ET (11:05 GMT)