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NUM.GB Numis Corporation Plc

0.00
0.00 (0.00%)
- - Realtime Data
Share Name Share Symbol Market Type Share ISIN Share Description
Numis Corporation Plc AQSE:NUM.GB Aquis Stock Exchange Ordinary Share GB00B05M6465
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 0.00 -
Industry Sector Turnover Profit EPS - Basic PE Ratio Market Cap
0 0 N/A 0

Numis Corporation PLC Holding(s) in Company (7468J)

14/09/2016 7:01am

UK Regulatory


Numis (AQSE:NUM.GB)
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From Mar 2019 to Mar 2024

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TIDMNUM TIDMAV.

RNS Number : 7468J

Numis Corporation PLC

14 September 2016

NUMIS CORPORATION PLC ("NUMIS")

14 SEPTEMBER 2016

 
 
 
 
  TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
------------------------------------------------------------------------------------------------------------------------- 
 
 1. Identity of the issuer or the underlying                           Numis Corporation plc 
  issuer 
  of existing shares to which voting rights 
  are 
  attached: (ii) 
--------------------------------------------------------------------  --------------------------------------------------- 
 2 Reason for the notification (please tick the appropriate box or boxes): 
------------------------------------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights 
-------------------------------------------------------------------------  ---------------------------------------------- 
 An acquisition or disposal of qualifying financial instruments 
  which may result in the acquisition of shares already issued to 
  which voting rights are attached 
-------------------------------------------------------------------------  ---------------------------------------------- 
 An acquisition or disposal of instruments with similar economic 
  effect to qualifying financial instruments 
-------------------------------------------------------------------------  ---------------------------------------------- 
 An event changing the breakdown of voting rights 
-------------------------------------------------------------------------  ---------------------------------------------- 
 Other (please specify): 
--------------------------------------------------------------  ---------  ---------------------------------------------- 
 3. Full name of person(s) subject                                 Aviva plc & its subsidiaries 
  to the 
  notification obligation: (iii) 
----------------------------------------------------------------  ------------------------------------------------------- 
 4. Full name of shareholder(s)                                    Registered Holder: 
  (if different from 3.):(iv) 
                                                                   BNY Norwich Union Nominees Limited 
                                                                   618,583* 
 
                                                                   Chase (GA Group) Nominees Limited 5,821,488* 
                                                                   * denotes direct interest 
 
                                                                   Chase Nominees Limited 243,307 
----------------------------------------------------------------  ------------------------------------------------------- 
 5. Date of the transaction and date                               09 September 2016 
  on 
  which the threshold is crossed or 
  reached: (v) 
----------------------------------------------------------------  ------------------------------------------------------- 
 6. Date on which issuer notified:                                 13 September 2016 
----------------------------------------------------------------  ------------------------------------------------------- 
 7. Threshold(s) that is/are crossed                               6% to 5% Change at Direct Interest 
  or                                                                Level (Box 8A + B) 
  reached: (vi, vii) 
----------------------------------------------------------------  ------------------------------------------------------- 
 
 
 
 8. Notified details: 
-------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
-------------------------------------------------------------------------------------------------------------- 
 Class/type       Situation previous           Resulting situation after the triggering 
  of               to the triggering            transaction 
  shares           transaction 
 
  if possible 
  using 
  the ISIN CODE 
---------------  ---------------------------  ---------------------------------------------------------------- 
                  Number          Number       Number          Number of voting           % of voting rights 
                   of              of           of shares       rights                     (x) 
                   Shares          Voting 
                                   Rights 
---------------  --------------  -----------  --------------  -------------------------  --------------------- 
                                               Direct          Direct      Indirect       Direct   Indirect 
                                                                (xi)        (xii) 
---------------  --------------  -----------  --------------  ----------  -------------  -------  ------------ 
 Ordinary 
  Shares 
 
 
  GB00B05M6465    7,123,049*      7,123,049*   6,683,378       6,440,071   243,307        5.66%    0.22% 
                 --------------  -----------  --------------  ----------  -------------  -------  ------------ 
 
 
   *INC. RIGHT TO RECALL LOANED SHARES (60,000) 
-------------------------------------------------------------------------------------------------------------- 
 B: Qualifying Financial Instruments 
-------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
-------------------------------------------------------------------------------------------------------------- 
 Type of          Expiration      Exercise/                    Number of voting           % of voting 
 financial         date (xiii)     Conversion Period            rights that may            rights 
 instrument                        (xiv)                        be 
                                                                acquired if the 
                                                                instrument is 
                                                                exercised/ converted. 
---------------  --------------  ---------------------------  -------------------------  --------------------- 
 RIGHT TO 
  RECALL                                                       60,000* 
  LOANED SHARES   N/A             N/A                           *Direct interest          0.05% 
---------------  --------------  ---------------------------  -------------------------  --------------------- 
 
 
 
 C: Financial Instruments with similar economic effect to Qualifying Financial 
  Instruments (xv, xvi) 
------------------------------------------------------------------------------------------------------ 
 Resulting situation after the triggering transaction 
------------------------------------------------------------------------------------------------------ 
 Type of financial   Exercise   Expiration     Exercise/     Number of voting     % of voting rights 
  instrument          price      date (xvii)    Conversion    rights instrument    (xix, xx) 
                                                period        refers to 
                                                (xviii) 
------------------  ---------  -------------  ------------  -------------------  --------------------- 
                                                                                  Nominal      Delta 
------------------  ---------  -------------  ------------  -------------------  -----------  -------- 
 
 Total (A+B+C) 
------------------------------------------------------------------------------------------------------ 
 Number of voting rights                                     Percentage of voting rights 
----------------------------------------------------------  ------------------------------------------ 
 6,743,378                                                   5.93% 
----------------------------------------------------------  ------------------------------------------ 
 
 
 9. Chain of controlled undertakings through which the voting rights and/or 
  the 
  financial instruments are effectively held, if applicable: (xxi) 
----------------------------------------------------------------------------- 
       The voting rights are managed and controlled by Aviva Investors Global 
      Services Limited, with the following chain of controlled undertakings:- 
 
                                     Aviva Investors Global Services Limited: 
                                              *    Aviva plc (Parent Company) 
 
 
                   *    Aviva Group Holdings Limited (wholly owned subsidiary 
                                                                of Aviva plc) 
 
 
                          *    Aviva Investors Holdings Limited (wholly owned 
                                  subsidiary of Aviva Group Holdings Limited) 
 
 
                   *    Aviva Investors Global Services Limited (wholly owned 
                              subsidiary of Aviva Investors Holdings Limited) 
 
 Proxy Voting: 
----------------------------------------------------------------------------- 
 10. Name of the proxy holder:                               See Section 4 
----------------------------------------------------------  ----------------- 
 11. Number of voting rights proxy holder will 
  cease 
  to hold: 
----------------------------------------------------------  ----------------- 
 12. Date on which proxy holder will cease to 
  hold 
  voting rights: 
----------------------------------------------------------  ----------------- 
 
 
 
  13. Additional information:      This disclosure has been calcualted 
                                   on the total number of voting rights 
                                   in the Company of 113,747,448. 
-------------------------------  -------------------------------------- 
 14. Contact name:                Simon Denyer 
-------------------------------  -------------------------------------- 
 15. Contact telephone number:        0207 260 1225 
-------------------------------  -------------------------------------- 
 

Contacts

Numis Corporation:

   Oliver Hemsley, Chief Executive                                                 020 7260 1256 
   Simon Denyer, Group Finance Director                                      020 7260 1225 

Brunswick:

Gill Ackers 020 7404 5959

Simone Selzer 020 7404 5959

 
 Grant Thornton UK LLP (Nominated Adviser): 
  Philip Secrett 020 7728 2578 
  Jen Clarke 020 7865 2474 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

HOLGGUWPBUPQGQW

(END) Dow Jones Newswires

September 14, 2016 02:01 ET (06:01 GMT)

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