JPMorgan Securities Plc Form 8.5 (EPT/RI)-Aviva Plc Amendment (1249D)

TIDMAV.

RNS Number : 1249D

JPMorgan Securities Plc

26 January 2015

AMENDMENT

DECREASED EQUITY SALES BY 1,999,158 TO 4,094,406.

ADDED EQUITY SWAP SALE OF 586,004.

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

   1.         KEY INFORMATION 
 
 (a) Name of exempt principal trader:                                                       J.P. Morgan Securities plc 
 (b) Name of offeror/offeree in relation to whose relevant securities this form relates:    Aviva Plc 
  Use a separate form for each offeror/offeree 
                                                                                           --------------------------- 
 (c) Name of the party to the offer with which exempt principal trader is connected:        Aviva Plc 
                                                                                           --------------------------- 
 (d) Date dealing undertaken:                                                               14 January 2015 
                                                                                           --------------------------- 
 (e) In addition to the company in 1(b) above, is the exempt principal trader making        Yes 
 disclosures                                                                                 Friends Life Group Ltd 
 in respect of any other party to this offer? 
 If it is a cash offer or possible cash offer, state "N/A" 
                                                                                           --------------------------- 
 
   2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

   (a)        Purchases and sales 
 
   Class of relevant      Purchases/ sales       Total number of       Highest price per unit   Lowest price per unit 
        security                                   securities              paid/received            paid/received 
                                                                               (GBP)                    (GBP) 
    Ordinary Shares          Purchases              3,054,922                  4.9460                   4.8710 
 
                                Sales               4,094,406                  4.9450                   4.8611 
                         -----------------  ------------------------  -----------------------  ----------------------- 
 
   (b)        Cash-settled derivative transactions 
 
    Class of relevant       Product description      Nature of dealing         Number of reference      Price per unit 
         security                 e.g. CFD         e.g. opening/closing a           securities               (GBP) 
                                                    long/short position, 
                                                   increasing/reducing a 
                                                    long/short position 
     Ordinary Shares           Equity Swaps                 Long                      1,264                 4.8743 
                                                                                      32,371                4.8769 
                                                                                      370,000               4.9001 
                                                                                        11                  4.9081 
                                                                                        46                  4.9082 
                                                                                        747                 4.9085 
                                                                                      555,000               4.9086 
                                                                                      37,188                4.9097 
                                                                                      48,158                4.9098 
                                                                                        778                 4.9102 
                                                                                        53                  4.9109 
                                                                                        372                 4.9110 
                                                                                       6,910                4.9113 
                                                                                       9,951                4.9135 
                                                                                      17,075                4.9138 
                                                                                        220                 4.9142 
                                                                                      29,658                4.9152 
                                                                                       9,518                4.9207 
 
                                                            Short                       43                  4.8782 
                                                                                        35                  4.8795 
                                                                                        126                 4.8889 
                                                                                       1,993                4.8896 
                                                                                        91                  4.8963 
                                                                                        20                  4.9015 
                                                                                         2                  4.9025 
                                                                                      33,419                4.9069 
                                                                                         2                  4.9165 
                                                                                      586,004               4.9184 
                           --------------------  -------------------------  -------------------------  --------------- 
 
   (c)        Stock-settled derivative transactions (including options) 
   (i)         Writing, selling, purchasing or varying 
 
   Class of        Product        Writing,      Number of       Exercise         Type       Expiry date   Option money 
   relevant      description    purchasing,     securities     price per         e.g.                        paid/ 
   security       e.g. call       selling,       to which      unit (GBP)     American,                   received per 
                    option      varying etc.      option                       European                    unit (GBP) 
                                                 relates                         etc. 
 
 
   (ii)        Exercise 
 
   Class of relevant      Product description   Exercising/ exercised    Number of securities     Exercise price per 
        security            e.g. call option           against                                           unit 
                                                                                                        (GBP) 
 
 
   (d)        Other dealings (including subscribing for new securities) 
 
 Class of relevant security         Nature of dealing          Details   Price per unit (if applicable) 
                               e.g. subscription, conversion                          (GBP) 
 
 
   3.         OTHER INFORMATION 
   (a)        Indemnity and other dealing arrangements 
 
 Details of any indemnity or option arrangement, or any agreement or understanding, formal 
  or informal, relating to relevant securities which may be an inducement to deal or refrain 
  from dealing entered into by the exempt principal trader making the disclosure and any party 
  to the offer or any person acting in concert with a party to the offer: 
  Irrevocable commitments and letters of intent should not be included. If there are no such 
  agreements, arrangements or understandings, state "none" 
 None 
 
   (b)        Agreements, arrangements or understandings relating to options or derivatives 
 
 Details of any agreement, arrangement or understanding, formal or informal, between the exempt 
  principal trader making the disclosure and any other person relating to: 
  (i) the voting rights of any relevant securities under any option; or 
  (ii) the voting rights or future acquisition or disposal of any relevant securities to which 
  any derivative is referenced: 
  If there are no such agreements, arrangements or understandings, state "none" 
 None 
 
 
 Date of disclosure:    26 January 2015 
 Contact name:          Jasper Niesing 
                       ---------------- 
 Telephone number:      020 7742 4613 
                       ---------------- 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS

The company news service from the London Stock Exchange

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