Physiomics PLC Holding(s) in Company (1723U)

TIDMPYC

RNS Number : 1723U

Physiomics PLC

13 October 2014

 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
-------------------------------------------------- 
 
 
 
 1. Identity of the issuer or the underlying                Physiomics Plc 
  issuer 
  of existing shares to which voting rights 
  are 
  attached: (ii) 
------------------------------------------------  ---------------------------------- 
 2 Reason for the notification (please tick the appropriate box or boxes): 
------------------------------------------------------------------------------------ 
 An acquisition or disposal of voting rights                                    X 
---------------------------------------------------------------------------  ------- 
 An acquisition or disposal of qualifying financial instruments 
  which may result in the acquisition of shares already issued to 
  which voting rights are attached 
---------------------------------------------------------------------------  ------- 
 An acquisition or disposal of instruments with similar economic 
  effect to qualifying financial instruments 
---------------------------------------------------------------------------  ------- 
 An event changing the breakdown of voting rights 
---------------------------------------------------------------------------  ------- 
 Other (please 
  specify): 
------------------  -------------------------------------------------------  ------- 
 3. Full name of person(s) subject                         YA Global Master SPV, Ltd 
  to the 
  notification obligation: (iii) 
------------------------------------------  ---------------------------------------- 
 4. Full name of shareholder(s) 
  (if different from 3.):(iv) 
------------------------------------------  ---------------------------------------- 
 5. Date of the transaction and date                                    October 2014 
  on 
  which the threshold is crossed 
  or 
  reached: (v) 
------------------------------------------  ---------------------------------------- 
 6. Date on which issuer notified:                                      October 2014 
------------------------------------------  ---------------------------------------- 
 7. Threshold(s) that is/are crossed             Crossed 16% and 15%, and thresholds 
  or 
  reached: (vi, vii) 
------------------------------------------  ---------------------------------------- 
 
 
 
 8. Notified details: 
---------------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
---------------------------------------------------------------------------------------------------------------------------- 
 Class/type   Situation previous                    Resulting situation after the triggering 
 of            to the triggering                     transaction 
 shares        transaction 
 
 if 
 possible 
 using 
 the ISIN 
 CODE 
-----------  ------------------------------------  ------------------------------------------------------------------------- 
              Number            Number              Number          Number of voting            % of voting rights 
               of                of                  of shares       rights                      (x) 
               Shares            Voting 
                                 Rights 
-----------  ----------------  ------------------  --------------  --------------------------  ----------------------------- 
                                                    Direct          Direct           Indirect   Direct           Indirect 
                                                                     (xi)             (x) 
-----------    -----  -------  ------  -----  ---  --------------  ---------------  ---------  ---------------  ------------ 
 
              291,666,667       291,666,667         241,000,001     241,000,001                 14.0% 
-----------  ----------------  ------------------  --------------  ---------------  ---------  ---------------  ------------ 
 
 B: Qualifying Financial Instruments 
---------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------------- 
 Type of financial     Expiration       Exercise/                          Number of voting                % of voting 
  instrument            date (xiii)      Conversion Period                  rights that may                 rights 
                                         (xiv)                              be 
                                                                            acquired if the 
                                                                            instrument is 
                                                                            exercised/ converted. 
--------------------  ---------------  ---------------------------------  ------------------------------  ------------------ 
 
 
 C: Financial Instruments with similar economic effect to Qualifying Financial 
  Instruments (xv, xvi) 
---------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------------- 
 Type of        Exercise        Expiration     Exercise/            Number of voting                 % of voting rights 
 financial       price           date (xvii)    Conversion           rights instrument                (xix, xx) 
 instrument                                     period               refers to 
                                                (xviii) 
-------------  --------------  -------------  -------------------  -------------------------------  ------------------------ 
                                                                                                     Nominal        Delta 
-------------  --------------  -------------  -------------------  -------------------------------  -------------  --------- 
 
 
 Total (A+B+C) 
---------------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                                          Percentage of voting rights 
---------------------------------------------------------------  ----------------------------------------------------------- 
 241,000,001                                                      14.0% 
---------------------------------------------------------------  ----------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the voting rights and/or 
  the 
  financial instruments are effectively held, if applicable: (xxi) 
-------------------------------------------------------------------------------- 
       Directly owned by YA Global Master SPV, Ltd pursuant to the direct equity 
                                                   purchase and Swap Agreements. 
 
 Proxy Voting: 
-------------------------------------------------------------------------------- 
 10. Name of the proxy holder: 
---------------------------------------------------  --------------------------- 
 11. Number of voting rights proxy holder will 
  cease 
  to hold: 
---------------------------------------------------  --------------------------- 
 12. Date on which proxy holder will cease to 
  hold 
  voting rights: 
---------------------------------------------------  --------------------------- 
 
 
  13. Additional information: 
----------------------------------------  -------------------------------------- 
 14. Contact name:                                              Steven Goldstein 
----------------------------------------  -------------------------------------- 
 15. Contact telephone number:                                      201-985-8300 
----------------------------------------  -------------------------------------- 
 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

HOLEXLFFZBFZFBL