Deutsche Bank AG Form 8.5 (EPT/NON-RI) Tui AG (3674N)
25 July 2014 - 12:15PM
UK Regulatory
TIDM0H7D TIDM0NLA
RNS Number : 3674N
Deutsche Bank AG
25 July 2014
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Deutsche Bank AG FFT
(b) Name of offeror/offeree in relation to whose relevant securities the disclosure Tui AG
relates:
Use a separate form for each offeror/offeree
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(c) Name of the party to the offer with which exempt principal trader is connected: Tui AG
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(d) Date of dealing (if any): 24/07/2014
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(e) Have you previously disclosed, or are you today disclosing, under the Code in respect
of any other relevant security of any other party to this offer? NO
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2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: Ordinary Shares
Interests Short positions
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Number % Number %
----------- -------- ----------- -------
(1) Relevant securities owned and/or controlled: 28216064 10.04 28046368 9.98
----------- -------- ----------- -------
(2) Derivatives (other than options): 1372 0.00 213542 0.08
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(3) Options and agreements to purchase/sell: 123000 0.04 122659 0.04
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TOTAL: 28340436 10.08 28376719 10.10
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Gross interests and short positions should be disclosed.
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
Details of any open derivative or option positions should be
given on a Supplemental Form 8 (Open Positions).
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
EURO
(b) Derivatives transactions (other than options)
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise price Expiry date Option money
relevant description purchasing, securities to per unit paid/ received
security e.g. call selling, which option per unit
option varying etc. relates
Ordinary American Purchase 1550 11 20141218 0.78
---------------- ---------------- --------------- ---------------- ------------ ---------------
Ordinary American Purchase 100 14 20150320 12.07
---------------- ---------------- --------------- ---------------- ------------ ---------------
Ordinary European Purchase 5000 10.0885 20140725 1.1
---------------- ---------------- --------------- ---------------- ------------ ---------------
Ordinary American Sell 200 14 20150320 11.98
---------------- ---------------- --------------- ---------------- ------------ ---------------
Ordinary European Sell 600 8.1885 20140725 2.85
---------------- ---------------- --------------- ---------------- ------------ ---------------
(ii) Exercising
Class of relevant security Product description Number of securities Exercise date Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 25/07/2014
Contact name: Kelly-Jade Ledwich
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Telephone number: 020 7545 8515
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Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
FEOLLFLLDSIEFIS